Financial services law & regulation books

348 books were found.

Conduct and Accountability in Financial Services: A Practical Guide

Conduct and Accountability in Financial Services: A...
Author: Stacey English , Susannah Hammond ISBN: 9781526505200 Format: Paperback	$150.00
Are you fully prepared for the implementation of the Senior Managers and Certification Regime across financial services... Read More >>

The Age of ESMA: Governing EU Financial Markets

The Age of ESMA: Governing EU Financial Markets
Author: Professor Niamh Moloney ISBN: 9781509921775 Format: Hardback	$200.00
Since its establishment in 2011, the European Securities and Markets Authority (ESMA) has become a pivotal actor... Read More >>

The Regulation of the London Clearing Banks, 1946–1971: Stability and Compliance

The Regulation of the London Clearing Banks, 1946–1971:...
Author: Linda Arch ISBN: 9783030009090 Format: Hardback	$145.17
This book explores the way in which banks were regulated in the UK in the period from 1946 until 1971. It focuses... Read More >>

Research Handbook on the Regulation of Mutual Funds

Research Handbook on the Regulation of Mutual Funds...
Author: William A. Birdthistle , John Morley ISBN: 9781784715045 Format: Hardback	$520.09
Read More >>

A Practical Guide to Equity Release for Advisors

A Practical Guide to Equity Release for Advisors
Author: Paul Sams ISBN: 9781911035992 Format: Paperback	$64.66
Read More >>

Gleeson on the International Regulation of Banking

Gleeson on the International Regulation of Banking
Author: Simon Gleeson (Partner, Partner, Clifford Chance LLP) ISBN: 9780198793410 Format: Hardback	$733.95
This, the leading guide on the structure of bank financial regulation, is invaluable for lawyers and others interested... Read More >>

Global Governance

Global Governance
Author: Axel Marx , Jan Wouters ISBN: 9781786433756 Format: Hardback	$1451.59
Global governance emerged as a concept more than two decades ago. Alongside an original introduction by the editors,... Read More >>

Introduction to Polish Tax Law

Introduction to Polish Tax Law
Author: Paweł Smoleń , Marcin Burzec ISBN: 9783631757406 Format: Hardback	$75.68
The book covers the fundamental areas of taxation and tax law in Poland. It explores the tax theory, general tax... Read More >>

The Law of Failure: A Tour Through the Wilds of American Business Insolvency Law

The Law of Failure: A Tour Through the Wilds of American...
Author: Stephen J. Lubben ISBN: 9781316640418 Format: Paperback	$87.95
The American insolvency system - or the law of failure - plays an important, and often unheralded role in the financial... Read More >>

The Law of Failure: A Tour Through the Wilds of American Business Insolvency Law

The Law of Failure: A Tour Through the Wilds of American...
Author: Stephen J. Lubben ISBN: 9781107190290 Format: Hardback	$157.84
The American insolvency system - or the law of failure - plays an important, and often unheralded role in the financial... Read More >>

Regulating Financial Derivatives: Clearing and Central Counterparties

Regulating Financial Derivatives: Clearing and Central...
Author: Alexandra G. Balmer ISBN: 9781788111911 Format: Hardback	$245.25
Read More >>

Governance and Regulations: Contemporary Issues

Governance and Regulations: Contemporary Issues
Author: Pierpaolo Marano (Catholic University of the Sacred Heart, Italy) , Simon Grima (University of Malta, Malta) ISBN: 9781787438163 Format: Hardback	$149.00
Volume 99 is a collection of theoretical and empirical studies in governance and regulation, with application to... Read More >>

Ukrainian Banking Regulation: Its Challenges and Transition towards European Standards

Ukrainian Banking Regulation: Its Challenges and Transition...
Author: Olga Afanasyeva , Armin Kammel ISBN: 9789004381414 Format: Paperback	$248.16
Read More >>

The Fed and Lehman Brothers: Setting the Record Straight on a Financial Disaster

The Fed and Lehman Brothers: Setting the Record Straight...
Author: Laurence M. Ball (The Johns Hopkins University) ISBN: 9781108420969 Format: Hardback	$51.75
Read More >>

Research Handbook on Shadow Banking: Legal and Regulatory Aspects

Research Handbook on Shadow Banking: Legal and Regulatory...
Author: Iris H.-Y. Chiu , Iain G. MacNeil ISBN: 9781785362620 Format: Hardback	$524.50
In the Research Handbook on Shadow Banking an international cast of experts discusses shadow banking activities,... Read More >>

Research Handbook on Central Banking

Research Handbook on Central Banking
Author: Peter Conti-Brown , Rosa M. Lastra ISBN: 9781784719210 Format: Hardback	$602.35
The Research Handbook on Central Banking focuses on global central banks as institutions and not abstractions, providing... Read More >>

Stricto Sensu Investor Protection under MiFID II: A Systematic Overview of Articles 24-30

Stricto Sensu Investor Protection under MiFID II: A...
Author: Christos Gortsos ISBN: 9781527511286 Format: Hardback	$263.87
Read More >>

A Practical Guide to Financial Services Claims

A Practical Guide to Financial Services Claims
Author: Chris Hegarty ISBN: 9781911035558 Format: Paperback	$51.72
A practical guide to financial services claims. Chris Hegarty is a solicitor-advocate practising in London specialising... Read More >>

A Guide to Financial Regulation for Fintech Entrepreneurs

A Guide to Financial Regulation for Fintech Entrepreneurs...
Author: Stefan Loesch ISBN: 9781119436706 Format: Paperback	$61.95
The Fintech Entrepreneur’s Guide to Regulation and Regulatory Strategy Fintech has been growing dramatically over... Read More >>

Legal and Conduct Risk in the Financial Markets

Legal and Conduct Risk in the Financial Markets
Author: Roger McCormick (Managing Director, Managing Director, CCP Research Foundation) , Chris Stears (Research Director, Research Director, CCP Research Foundation) ISBN: 9780198749271 Format: Hardback	$583.00
The third edition of the highly regarded practitioner guide to legal risk includes substantial new coverage of ethics... Read More >>

Financial Services Law

Financial Services Law
Author: George Walker (Professor of International Financial Law, Professor of International Financial Law, Queen Mary University of London) , Robert Purves (Barrister, Barrister, 3 Verulam Buildings) ISBN: 9780198793809 Format: Hardback	$1005.95
The most comprehensive single-volume practitioner work on financial regulation, the fourth edition of Financial... Read More >>

Private Funds: Where and How?

Private Funds: Where and How?
Author: Dechert LLP ISBN: 9781526503008 Format: Hardback	$420.00
How do you choose between domicile and jurisdiction when structuring a fund? Dechert LLP, a global law firm with... Read More >>

A Practitioner's Guide to MiFID II

A Practitioner's Guide to MiFID II
Author: Jonathan Herbst ISBN: 9780414065727 Format: Hardback	$654.64
Read More >>

Brexit and Financial Services: Law and Policy

Brexit and Financial Services: Law and Policy
Author: Professor Kern Alexander (Chair for Banking and Financial Market Law, University of Zurich) , Catherine Barnard (University of Cambridge, UK) ISBN: 9781509915804 Format: Hardback	$180.00
This timely book examines the legal and regulatory implications of Brexit for financial services. The UK's withdrawal... Read More >>

Corporate Governance and Investment Management: The Promises and Limitations of the New Financial Economy

Corporate Governance and Investment Management: The...
Author: Roger M. Barker , Iris H.-Y. Chiu ISBN: 9781784713515 Format: Hardback	$376.25
In this book, the authors examine the corporate governance roles of key institutional investors in UK corporate... Read More >>

Page 7 of 14 ... 2 3 4 5 6 7 8 9 10 11 ...

Latest Reading Guide

Shopping Cart

Your cart is empty

Mailing List

Sign up now