Financial services law & regulation books

340 books were found.

Boom Basics Dutch Financial Supervision Act

Boom Basics Dutch Financial Supervision Act

Author: Rezah Stegeman ,  Ton Hartlief
ISBN: 9789462361409
Format: Paperback
$84.45

The Boom Basics series are your ideal source for quick and comprehensive insights into specific fields of law. Each...  Read More >>

Legal Foundations of Macroprudential Policy: An Interdisciplinary Approach

Legal Foundations of Macroprudential Policy: An Interdisciplinary...

Author: Anat Keller
ISBN: 9781780687872
Format: Hardback
$256.16

Macroprudential policy focuses on the financial system as a whole and its objective is to limit the costs to the...  Read More >>

Initial Coin Offerings: Okonomisch Effiziente Regulierung Kapitalmarktrechtlich Und Steuerrechtlich Bedingter Aspekte Von Marktversagen

Initial Coin Offerings: Okonomisch Effiziente Regulierung...

Author: Nicolai Wolf
ISBN: 9783428180233
Format: Paperback
$422.40

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Insider Dealing: Law and Practice

Insider Dealing: Law and Practice

Author: Sarah Clarke (Barrister, Barrister, Serjeant's Inn Chambers)
ISBN: 9780198826439
Format: Hardback
$683.00

Insider Dealing: Law and Practice, second edition, provides a thorough, practical and straightforward guide to this...  Read More >>

Financial Services Litigation: Digital Pack

Financial Services Litigation: Digital Pack

Author: HHJ Jonathan Russen QC (Specialist Circuit Judge, Business and Property Courts) ,  Robin Kingham (Barrister, Gough Square Chambers)
ISBN: 9780198859253
Format: Mixed media product
$585.95

This book provides a dedicated and comprehensive work on contentious financial regulatory matters. It draws together...  Read More >>

European Financial Regulation: Levelling the Cross-Sectoral Playing Field

European Financial Regulation: Levelling the Cross-Sectoral...

Author: Prof. Dr. Veerle Colaert ,  Professor Danny Busch
ISBN: 9781509926459
Format: Hardback
$200.00

Mirroring the long-established structure of the financial industry, EU financial regulation as we know it today...  Read More >>

Principles of International Financial Law

Principles of International Financial Law

Author: Colin Bamford (Honorary Fellow, Honorary Fellow, Society for Advanced Legal Studies)
ISBN: 9780198832713
Format: Hardback
$296.00

The third edition continues to provide succinct analysis of the principles, rules, and concepts underpinning the...  Read More >>

The Globalized Governance of Finance

The Globalized Governance of Finance

Author: David Zaring (University of Pennsylvania)
ISBN: 9781108475518
Format: Hardback
$243.23

This book is for readers who want to understand how finance is governed. As the world looks for sustainable models...  Read More >>

Reforming Corporate Retail Investor Protection: Regulating to Avert Mis-Selling

Reforming Corporate Retail Investor Protection: Regulating...

Author: Dr Diane Bugeja
ISBN: 9781509925865
Format: Hardback
$180.00

Based on author's dissertation (doctoral - King's College London, Dickson Poon School of Law, 2018) issued under...  Read More >>

A Practical Guide to Employee Share Schemes

A Practical Guide to Employee Share Schemes

Author: Nitzan Cohen
ISBN: 9781912687466
Format: Paperback
$194.06

A practical guide to the four approved share and option schemes and some of the more popular unapproved share and...  Read More >>

Cryptoassets: Legal, Regulatory, and Monetary Perspectives

Cryptoassets: Legal, Regulatory, and Monetary Perspectives...

Author: Chris Brummer (Professor of Law and Faculty Director, Professor of Law and Faculty Director, Georgetown University Law Center)
ISBN: 9780190077327
Format: Paperback
$95.95

This book is designed to introduce readers to cryptoassets (also known as digital assets and cryptocurrencies)....  Read More >>

Investor Protection Litigation in the United States

Investor Protection Litigation in the United States...

Author: David A. Straite
ISBN: 9781932841688
Format: Hardback
$89.99

The only available guide of its kind, this book guides investors who are evaluating or preparing for litigation...  Read More >>

FCA Compliance - A Practical Guide for SMEs

FCA Compliance - A Practical Guide for SMEs

Author: James Brilliant
ISBN: 9781912687176
Format: Paperback
$129.35

This book is for lawyers, compliance professionals and senior managers charged with advising on or overseeing the...  Read More >>

A Practitioner's Guide to Financial Promotion

A Practitioner's Guide to Financial Promotion

Author: Tamasin Little ,  Adam Samuel
ISBN: 9781905121229
Format: Paperback
$349.31

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Financial Services Law & Regulation: T&M

Financial Services Law & Regulation: T&M

Author: Dr Harry McVea
ISBN: 9781847033246
Format: Paperback
$103.37

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Cryptoassets: Legal, Regulatory, and Monetary Perspectives

Cryptoassets: Legal, Regulatory, and Monetary Perspectives...

Author: Chris Brummer (Professor of Law and Faculty Director, Professor of Law and Faculty Director, Georgetown University Law Center)
ISBN: 9780190077310
Format: Hardback
$396.00

This book is designed to introduce readers to cryptoassets (also known as digital assets and cryptocurrencies)....  Read More >>

Easy Prey Investors: Why Broken Safety Nets Threaten Your Wealth

Easy Prey Investors: Why Broken Safety Nets Threaten...

Author: Al Rosen ,  Mark Rosen
ISBN: 9780773559417
Format: Paperback
$62.07

How obsolete court decisions, lawmaker inaction, and conflicted self-regulators are facilitating the theft of wealth...  Read More >>

MiFID II and Private Law: Enforcing EU Conduct of Business Rules

MiFID II and Private Law: Enforcing EU Conduct of Business...

Author: Dr Federico Della Negra
ISBN: 9781509925292
Format: Hardback
$190.00

Based on author's thesis (doctoral - European University Institute, 2017) issued under title: Private law and private...  Read More >>

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