Financial services law & regulation books

348 books were found.

Dalhuisen on Transnational and Comparative Commercial, Financial and Trade Law Volume 6: Financial Regulation

Dalhuisen on Transnational and Comparative Commercial,...

Author: Professor Jan H Dalhuisen
ISBN: 9781509949649
Format: Hardback
$260.00

“… a wide-ranging, historically and comparatively very deep and comprehensive commentary, but which is also very...  Read More >>

The Law and Finance of Related Party Transactions

The Law and Finance of Related Party Transactions

Author: Luca Enriques (University of Oxford) ,  Tobias H. Troeger
ISBN: 9781108453738
Format: Paperback
$77.60

A collection of cutting-edge research from leading law and finance scholars that provides a comprehensive look at...  Read More >>

Foundations for the LPC

Foundations for the LPC

Author: Clare Firth (LLB, Solicitor (non-practising), Director of Legal Practice, LLB, Solicitor (non-practising), Director of Legal Practice, University of Sheffield) ,  Elizabeth Smart (LLB, Solicitor, LLB, Solicitor)
ISBN: 9780192858801
Format: Paperback
$113.82

Foundations for the LPC covers the compulsory foundation areas of the Legal Practice Course as set out in the LPC...  Read More >>

Corporate Groups and Shadow Business Practices

Corporate Groups and Shadow Business Practices

Author: Linn Anker-Sørensen
ISBN: 9781108844192
Format: Hardback
$258.75

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Butterworths Securities and Financial Services Law Handbook

Butterworths Securities and Financial Services Law Handbook...

Author: Deborah A Sabalot, BA, Dip Lib, M Lib, JD
ISBN: 9781474320993
Format: Paperback
$783.99

This annual Handbook brings together the primary, secondary and retained EU legislation which now forms the regulatory...  Read More >>

European Capital Markets Law

European Capital Markets Law

Author: Rüdiger Veil (Ludwig-Maximilians-Universität, Germany)
ISBN: 9781509942114
Format: Paperback
$120.00

This book systematises the European directives aimed at improving the integrity and functioning of capital markets...  Read More >>

European Capital Markets Law

European Capital Markets Law

Author: Rüdiger Veil (Ludwig-Maximilians-Universität, Germany)
ISBN: 9781509958481
Format: Hardback
$370.00

This book systematises the European directives aimed at improving the integrity and functioning of capital markets...  Read More >>

Capital and Liquidity Requirements for European Banks

Capital and Liquidity Requirements for European Banks...

Author: Bart P.M. Joosen (Professor of Financial Law, Professor of Financial Law, Vrije Universiteit) ,  Marco Lamandini (Professor of Law, Professor of Law, Alma Mater Università degli Studi di Bologna)
ISBN: 9780198867319
Format: Hardback
$583.95

This book analyses the legislative framework for capital adequacy and liquidity supervision in the Single Rule Book...  Read More >>

Combating Money Laundering in Africa: Dealing with the Problem of PEPs

Combating Money Laundering in Africa: Dealing with the...

Author: John Hatchard
ISBN: 9781803926049
Format: Paperback
$82.67

This insightful book critically explores the political, constitutional, legal, and economic challenges of effectively...  Read More >>

Financial Regulation and Technology: A Legal and Compliance Guide

Financial Regulation and Technology: A Legal and Compliance...

Author: Iain Sheridan
ISBN: 9781802205428
Format: Paperback
$237.50

This important book analyses recurring issues within financial services regulation relevant to the use of technology,...  Read More >>

Payment Services: Law and Practice

Payment Services: Law and Practice

Author: John Casanova ,  Max Savoie
ISBN: 9781839107979
Format: Hardback
$437.00

The rise of Fintech and crypto-assets in the payments sector presents new opportunities and challenges for firms,...  Read More >>

Financial Regulation and Technology: A Legal and Compliance Guide

Financial Regulation and Technology: A Legal and Compliance...

Author: Iain Sheridan
ISBN: 9781802205404
Format: Hardback
$351.50

This important book analyses recurring issues within financial services regulation relevant to the use of technology,...  Read More >>

Recognition of Foreign Bank Resolution Actions

Recognition of Foreign Bank Resolution Actions

Author: Shuai Guo
ISBN: 9781802200553
Format: Hardback
$275.50

This timely book offers a comprehensive study of the mechanism that gives effect to foreign bank resolution actions....  Read More >>

Financial Technology and the Law: Combating Financial Crime

Financial Technology and the Law: Combating Financial...

Author: Doron Goldbarsht ,  Louis de Koker
ISBN: 9783030880354
Format: Hardback
$284.60

This book focuses on these ‘disruptive’ financial technologies that provide alternatives to the traditional financial...  Read More >>

Transnational Securities Law 2e

Transnational Securities Law 2e

Author: Thomas Keijser (Senior Researcher, Senior Researcher, Business Law Institute, Radboud University)
ISBN: 9780192855510
Format: Hardback
$595.13

This fully revised and updated edition considers the regulatory intervention in the wake of the global financial...  Read More >>

The Payment Services Directive II: A Commentary

The Payment Services Directive II: A Commentary

Author: Gabriella Gimigliano ,  Marta Božina Beroš
ISBN: 9781839105678
Format: Hardback
$503.50

This comprehensive and essential Commentary examines both the origins and effect of the EU’s 2015 Payment Services...  Read More >>

EU Market Abuse Regulation: A Commentary on Regulation (EU) No 596/2014

EU Market Abuse Regulation: A Commentary on Regulation...

Author: Susanne Kalss ,  Martin Oppitz
ISBN: 9781800882232
Format: Hardback
$503.50

This comprehensive Commentary examines the implications of the EU’s Market Abuse Regulation, introduced following...  Read More >>

Financial Advice and Investor Protection: Comparative Law and Practice

Financial Advice and Investor Protection: Comparative...

Author: Sandra Booysen
ISBN: 9781800884618
Format: Hardback
$456.00

This comprehensive book offers a rigorous analysis of the legal debates, approaches and practice-related issues...  Read More >>

Financial Services Law Guide

Financial Services Law Guide

Author: Professor Andrew Haynes
ISBN: 9781526517784
Format: Paperback
$350.00

A comprehensive guide to the rules and regulations that govern the UK financial services industry, providing: -...  Read More >>

Financial Market Infrastructures: Law and Regulation

Financial Market Infrastructures: Law and Regulation...

Author: Jens-Hinrich Binder (Professor of Law, Professor of Law, University of Tübingen) ,  Paolo Saguato (Assistant Professor of Law, Assistant Professor of Law, George Mason University)
ISBN: 9780198865858
Format: Hardback
$595.13

This new work is the first comprehensive source of reference on the legal and regulatory framework for financial...  Read More >>

The EU Crowdfunding Regulation

The EU Crowdfunding Regulation

Author: Pietro Ortolani (Professor of Digital Conflict Resolution, Professor of Digital Conflict Resolution, Radboud University) ,  Marije Louisse (Senior Legal Counsel, Senior Legal Counsel, De Nederlandsche Bank NV)
ISBN: 9780192856395
Format: Hardback
$465.75

This book is an in-depth and timely analysis of the EU Crowdfunding Regulation. Striking a balance between academic...  Read More >>

Irish Securities Law

Irish Securities Law

Author: Paul Egan
ISBN: 9781526520401
Format: Hardback
$370.00

This new title is concerned with the securities law provisions in the Companies Act 2014 and derivative enactments,...  Read More >>

Legitimacy and Effectiveness of ESMA’s Soft Law

Legitimacy and Effectiveness of ESMA’s Soft Law

Author: Marloes van Rijsbergen
ISBN: 9781839109706
Format: Hardback
$285.00

This timely book explores pertinent questions around the legitimacy and effectiveness of EU agencies‚Äô soft law,...  Read More >>

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