Financial services law & regulation books

348 books were found.

Market Abuse Regulation in South Africa, the United States of America and the United Kingdom

Market Abuse Regulation in South Africa, the United...

Author: Howard Chitimira
ISBN: 9781622732609
Format: Hardback
$147.84

This book provides a concise comparison of the regulation and enforcement of the anti-market abuse laws (insider...  Read More >>

Handbook of Competition in Banking and Finance

Handbook of Competition in Banking and Finance

Author: Jacob A. Bikker ,  Laura Spierdijk
ISBN: 9781785363290
Format: Hardback
$507.35

For academics, regulators and policymakers alike, it is crucial to measure financial sector competition by means...  Read More >>

US Regulation for Asset Managers outside the United States

US Regulation for Asset Managers outside the United...

Author: Jack Murphy ,  Karen Anderberg
ISBN: 9780414031968
Format: Paperback
$470.93

This new edition covers all aspects of US regulation that affect investment management firms, broker dealers and...  Read More >>

Consumer Financial Services Complaints and Compensation: A Guide for the Financial Services Market

Consumer Financial Services Complaints and Compensation:...

Author: Adam Samuel
ISBN: 9780414034044
Format: Paperback
$543.38

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The Triumph, Tragedy and Lost Legacy of James M Landis: A Life on Fire

The Triumph, Tragedy and Lost Legacy of James M Landis:...

Author: Justin O'Brien
ISBN: 9781509913015
Format: Paperback
$49.99

James M Landis is known for his seminal contribution to the creation of the modern system of market regulation in...  Read More >>

Easy Prey Investors: Why Broken Safety Nets Threaten Your Wealth

Easy Prey Investors: Why Broken Safety Nets Threaten...

Author: Al Rosen ,  Mark Rosen
ISBN: 9780773548190
Format: Hardback
$100.91

How obsolete court decisions, lawmaker inaction, and conflicted self-regulators are facilitating the theft of wealth...  Read More >>

Der maßgebliche Empfaengerhorizont bei der Beurteilung der Unrichtigkeit von Wertpapierprospekten: Der Anlegerhorizont i.S.d. §§ 21 Abs. 1, 22 WpPG

Der maßgebliche Empfaengerhorizont bei der Beurteilung...

Author: Angela Kast
ISBN: 9783631714041
Format: Paperback
$146.97

Die Autorin befasst sich mit der Frage, an welchem ""Anlegerhorizont"" sich Wertpapierprospekte ausrichten sollten....  Read More >>

Regulation of the EU Financial Markets: MiFID II and MiFIR

Regulation of the EU Financial Markets: MiFID II and...

Author: Danny Busch (Professor of Financial Law, Professor of Financial Law, University of Nijmegen, The Netherlands) ,  Guido Ferrarini (Professor of Commercial Law, Professor of Commercial Law, University of Genoa, Italy)
ISBN: 9780198767671
Format: Hardback
$716.95

A comprehensive reference guide to the Markets in Financial Instruments Directive II (MiFID II), combining theoretical...  Read More >>

Conduct Risk Management: Using a Behavioural Approach to Protect Your Board and Financial Services Business

Conduct Risk Management: Using a Behavioural Approach...

Author: Dr Roger Miles
ISBN: 9780749478612
Format: Paperback
$142.29

Get the practical tools you need to understand the hidden drivers of behaviour, de-bias your customer offering and...  Read More >>

Contemporary Issues In The Post-crisis Regulatory Landscape

Contemporary Issues In The Post-crisis Regulatory Landscape...

Author: Imad A Moosa (Ton Duc Thang Univ, Vietnam)
ISBN: 9789813109285
Format: Hardback
$349.31

The book deals with contemporary issues in financial regulation, given the post-crisis regulatory landscape. The...  Read More >>

Systemic Risk, Institutional Design, and the Regulation of Financial Markets

Systemic Risk, Institutional Design, and the Regulation...

Author: Anita Anand (J.R. Kimber Chair in Investor Protection and Corporate Governance, J.R. Kimber Chair in Investor Protection and Corporate Governance)
ISBN: 9780198777625
Format: Hardback
$205.00

A collection of essays from an impressive group of scholars, this volume disseminates the type of regulation that...  Read More >>

The Economics, Regulation, and Systemic Risk of Insurance Markets

The Economics, Regulation, and Systemic Risk of Insurance...

Author: Felix Hufeld (President, German Federal Financial Supervisory Authority (BaFin)) ,  Ralph S. J. Koijen (Professor of Finance, NYU Stern School of Business)
ISBN: 9780198788812
Format: Hardback
$92.95

The book brings together academics, regulators, and industry experts to provide a multifaceted array of research...  Read More >>

Principles of Financial Regulation

Principles of Financial Regulation

Author: John Armour ,  Daniel Awrey
ISBN: 9780198786481
Format: Paperback
$81.95

Examining the subject from a holistic and multidisciplinary perspective, Principles of Financial Regulation considers...  Read More >>

The ASEAN Comprehensive Investment Agreement: The Regionalisation of Laws and Policy on Foreign Investment

The ASEAN Comprehensive Investment Agreement: The Regionalisation...

Author: Julien Chaisse ,  Sufian Jusoh
ISBN: 9781785360015
Format: Hardback
$262.25

The international law of foreign investment is one of the fastest growing areas of international economic law and...  Read More >>

Principles of Financial Regulation

Principles of Financial Regulation

Author: John Armour ,  Daniel Awrey
ISBN: 9780198786474
Format: Hardback
$323.44

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Regulation and Governance of Financial Institutions

Regulation and Governance of Financial Institutions...

Author: James R. Barth ,  Ross Levine
ISBN: 9781784719531
Format: Hardback
$1736.21

This two-volume collection contains fifty influential articles published over the past four decades on the regulation...  Read More >>

Individual Conduct and Accountability: A Practical Guide for Financial Services Firms

Individual Conduct and Accountability: A Practical Guide...

Author: Jane Walshe ,  Peter Snowdon
ISBN: 9780414050730
Format: Paperback
$533.03

This title gives detailed and practical guidance on the new rules governing the conduct and behaviour of individuals...  Read More >>

Law, Bubbles, and Financial Regulation

Law, Bubbles, and Financial Regulation

Author: Erik Gerding
ISBN: 9781138674394
Format: Paperback
$114.00

This book examines the interaction of bubbles and financial regulation. It explores the ways in which bubbles lead...  Read More >>

Financial Markets in Hong Kong

Financial Markets in Hong Kong

Author: Douglas W. Arner ,  Berry Hsu
ISBN: 9780198706472
Format: Hardback
$359.95

A comprehensive and authoritative single-volume guide to financial regulation and financial law in Hong Kong.  Read More >>

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