Financial services law & regulation books

Academics, lawyers, and judges regularly grapple with difficult questions regarding fiduciary duties in business...  Read More >>

Foundations for the LPC covers the compulsory foundation areas of the Legal Practice Course as set out in the LPC...  Read More >>

Mirroring the long-established structure of the financial industry, EU financial regulation as we know it today...  Read More >>

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Based on author's dissertation (doctoral - King's College London, Dickson Poon School of Law, 2018) issued under...  Read More >>

Anti-Money Laundering Regulation and Compliance: Key Problems and Practice Areas is a comprehensive treatment of...  Read More >>

Die Finanzbranche wird in besonderem Maae von der Digitalisierung erfasst. In vielen Finanzdienstleistungsbereichen...  Read More >>

Anti-Money Laundering Regulation and Compliance: Key Problems and Practice Areas is a comprehensive treatment of...  Read More >>

Gain the conduct regulator's approval and avoid infractions with this guide to culture assessment and audit in financial...  Read More >>

Gain the conduct regulator's approval and avoid infractions with this guide to culture assessment and audit in financial...  Read More >>

Legal Foundations provides a practical introduction to five subjects that are an intrinsic part of legal practice...  Read More >>

Since its establishment in 2011, the European Securities and Markets Authority (ESMA) has become a pivotal actor...  Read More >>

Internal investigations can be undertaken by a company or firm as a precursor to anticipated regulatory action,...  Read More >>

This is the first book to offer a profound, practical analysis of the framework for the judicial and pre-judicial...  Read More >>

In the wake of the global financial crisis, investors have suffered significant losses as a result of breaches of...  Read More >>

This insightful book provides a comprehensive analysis of the interplay between EU financial regulation and civil...  Read More >>

This book explores the complex interactions between debt and austerity, analysing the social, economic, and legal...  Read More >>

This is the first book to analyse and draw together all of the property law, economics, regulatory and contractual...  Read More >>

The book examines the extent to which English law facilitated trade before it was possible to create corporations...  Read More >>

In Taming the Megabanks, Arthur E. Wilmarth, Jr. argues that we must break up universal banks by enacting a new...  Read More >>

This book sets out a new approach to identifying and resolving corporate law's normative concerns, establishing...  Read More >>

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The markets for derivatives are extremely important to the financial system, yet many people are unfamiliar with...  Read More >>