Financial services law & regulation books

340 books were found.

Reforming Corporate Retail Investor Protection: Regulating to Avert Mis-Selling

Reforming Corporate Retail Investor Protection: Regulating...

Author: Dr Diane Bugeja
ISBN: 9781509952731
Format: Paperback
$79.99

Based on author's dissertation (doctoral - King's College London, Dickson Poon School of Law, 2018) issued under...  Read More >>

Anti-Money Laundering Regulation and Compliance: Key Problems and Practice Areas

Anti-Money Laundering Regulation and Compliance: Key...

Author: Alexander Dill
ISBN: 9781788974851
Format: Paperback
$180.50

Anti-Money Laundering Regulation and Compliance: Key Problems and Practice Areas is a comprehensive treatment of...  Read More >>

Der Einsatz Automatischer Und Intelligenter Agenten Im Finanzdienstleistungsbereich: Eine Aufsichtsrechtliche Und Zivilrechtliche Einordnung Am Beispiel Sog. Robo-Advisor

Der Einsatz Automatischer Und Intelligenter Agenten...

Author: Ricarda Theis
ISBN: 9783428183326
Format: Hardback
$382.80

Die Finanzbranche wird in besonderem Maae von der Digitalisierung erfasst. In vielen Finanzdienstleistungsbereichen...  Read More >>

Anti-Money Laundering Regulation and Compliance: Key Problems and Practice Areas

Anti-Money Laundering Regulation and Compliance: Key...

Author: Alexander Dill
ISBN: 9781788974837
Format: Hardback
$266.00

Anti-Money Laundering Regulation and Compliance: Key Problems and Practice Areas is a comprehensive treatment of...  Read More >>

Culture Audit in Financial Services: Reporting on Behaviour to Conduct Regulators

Culture Audit in Financial Services: Reporting on Behaviour...

Author: Roger Miles
ISBN: 9781789667752
Format: Paperback
$142.29

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Culture Audit in Financial Services: Reporting on Behaviour to Conduct Regulators

Culture Audit in Financial Services: Reporting on Behaviour...

Author: Roger Miles
ISBN: 9781789667776
Format: Hardback
$432.11

Gain the conduct regulator's approval and avoid infractions with this guide to culture assessment and audit in financial...  Read More >>

Legal Foundations 2021/2022: Legal Practice Course Guides (LPC)

Legal Foundations 2021/2022: Legal Practice Course Guides...

Author: Browne ,  Bamford
ISBN: 9781914202094
Format: Paperback
$93.12

Legal Foundations provides a practical introduction to five subjects that are an intrinsic part of legal practice...  Read More >>

Financial Markets and Exchanges Law

Financial Markets and Exchanges Law

Author: Michael Blair (3VB) ,  George Walker (School of Law, Queen Mary, University of London)
ISBN: 9780198827528
Format: Hardback
$695.00

This third edition of the leading book on the regulation of financial market infrastructure has been updated to...  Read More >>

The Age of ESMA: Governing EU Financial Markets

The Age of ESMA: Governing EU Financial Markets

Author: Professor Niamh Moloney
ISBN: 9781509944330
Format: Paperback
$99.99

Since its establishment in 2011, the European Securities and Markets Authority (ESMA) has become a pivotal actor...  Read More >>

A Guide to Conducting Internal Investigations

A Guide to Conducting Internal Investigations

Author: Mr Jake McQuitty
ISBN: 9781526506085
Format: Paperback
$160.00

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Judicial Review in the European Banking Union

Judicial Review in the European Banking Union

Author: Chiara Zilioli ,  Karl-Philipp Wojcik
ISBN: 9781800373198
Format: Hardback
$560.50

This is the first book to offer a profound, practical analysis of the framework for the judicial and pre-judicial...  Read More >>

MiFID II and Private Law: Enforcing EU Conduct of Business Rules

MiFID II and Private Law: Enforcing EU Conduct of Business...

Author: Federico Della Negra (European Central Bank)
ISBN: 9781509946266
Format: Paperback
$79.99

In the wake of the global financial crisis, investors have suffered significant losses as a result of breaches of...  Read More >>

Debt and Austerity: Implications of the Financial Crisis

Debt and Austerity: Implications of the Financial Crisis...

Author: Jodi Gardner ,  Mia Gray
ISBN: 9781839104343
Format: Hardback
$288.80

This book explores the complex interactions between debt and austerity, analysing the social, economic, and legal...  Read More >>

Financial Regulation and Civil Liability in European Law

Financial Regulation and Civil Liability in European...

Author: Olha O. Cherednychenko ,  Mads Andenas
ISBN: 9781789908107
Format: Hardback
$304.00

This insightful book provides a comprehensive analysis of the interplay between EU financial regulation and civil...  Read More >>

Financial Collateral: Law and Practice

Financial Collateral: Law and Practice

Author: Matthias Haentjens (Professor (chair) of financial law, Professor (chair) of financial law)
ISBN: 9780198816935
Format: Hardback
$501.00

This is the first book to analyse and draw together all of the property law, economics, regulatory and contractual...  Read More >>

Taming the Megabanks: Why We Need a New Glass-Steagall Act

Taming the Megabanks: Why We Need a New Glass-Steagall...

Author: Arthur E. Wilmarth Jr. (Professor of Law, Professor of Law, George Washington Law School)
ISBN: 9780190260705
Format: Hardback
$94.95

In Taming the Megabanks, Arthur E. Wilmarth, Jr. argues that we must break up universal banks by enacting a new...  Read More >>

Capitalism Before Corporations: The morality of business associations and the roots of commercial equity and law

Capitalism Before Corporations: The morality of business...

Author: Andreas Televantos (Hanbury Fellow and Tutor in Law, Hanbury Fellow and Tutor in Law, Lincoln College, Oxford)
ISBN: 9780198870340
Format: Hardback
$250.99

The book examines the extent to which English law facilitated trade before it was possible to create corporations...  Read More >>

Corporate Reorganization Law and Forces of Change

Corporate Reorganization Law and Forces of Change

Author: Sarah Paterson (Associate Professor of Law, Associate Professor of Law, LSE)
ISBN: 9780198860365
Format: Hardback
$195.95

This book sets out a new approach to identifying and resolving corporate law's normative concerns, establishing...  Read More >>

Combating Money Laundering in Africa: Dealing with the Problem of PEPs

Combating Money Laundering in Africa: Dealing with the...

Author: John Hatchard
ISBN: 9781789905298
Format: Hardback
$279.35

This insightful book critically explores the political, constitutional, legal, and economic challenges of effectively...  Read More >>

Sanctions Regimes of Multilateral Development Banks: What Process is Due

Sanctions Regimes of Multilateral Development Banks:...

Author: Jelena Madir
ISBN: 9789004395862
Format: Hardback
$472.56

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Seeking Virtue in Finance: Contributing to Society in a Conflicted Industry

Seeking Virtue in Finance: Contributing to Society in...

Author: JC de Swaan (Princeton University, New Jersey)
ISBN: 9781108473132
Format: Hardback
$62.07

Drawing from inspiring individuals, JC de Swaan proposes a framework for pursuing a viable career in finance while...  Read More >>

Law & financial stability

Law & financial stability

Author: International Monetary Fund
ISBN: 9781513523002
Format: Paperback
$65.00

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