Capital markets & securities law & regulation books

936 books were found.

Making Money: Coin, Currency, and the Coming of Capitalism

Making Money: Coin, Currency, and the Coming of Capitalism...
Author: Christine Desan (Leo Gottlieb Professor of Law, Leo Gottlieb Professor of Law, Harvard Law School) ISBN: 9780198709589 Format: Paperback	$60.95
In this revisionist history of the development of the modern monetary system, Desan argues that money effectively... Read More >>

Financially Distressed Companies Answer Book 2015

Financially Distressed Companies Answer Book 2015
Author: Douglas P Bartner ISBN: 9781402424069 Format: Paperback	$778.80
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SEC Compliance and Enforcement Answer Book 2015

SEC Compliance and Enforcement Answer Book 2015
Author: David M Stuart ISBN: 9781402424717 Format: Paperback	$778.80
SEC Compliance and Enforcement Answer Book 2015 answers hundreds of real-world questions related to the nuances... Read More >>

Code of Federal Regulations, Title 17, Commodity and Securities Exchanges, PT. 240-End, Revised as of April 1, 2015

Code of Federal Regulations, Title 17, Commodity and...
Author: Department of the Treasury (U S ) , Securities and Exchange Commission (U S ) ISBN: 9780160927874 Format: Paperback	$179.52
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Regulating Securitized Products: A Post Crisis Guide

Regulating Securitized Products: A Post Crisis Guide...
Author: R. Saleuddin ISBN: 9781137497949 Format: Hardback	$145.17
Securitization regulation remains, in the eyes of investors, banks, businesses, bureaucrats and politicians, one... Read More >>

Investor Losses: A comparative legal analysis of causation and assessment of damages in investor litigation

Investor Losses: A comparative legal analysis of causation...
Author: Elke Vandendriessche ISBN: 9781780683034 Format: Hardback	$429.53
This book focuses on private enforcement of investor protection rules in Belgium, the Netherlands, Germany, France,... Read More >>

Security Supervision and Management: Theory and Practice of Asset Protection

Security Supervision and Management: Theory and Practice...
Author: IFPO (International Foundation for Protection Officers, Naples, FL) , Sandi J. Davies (Executive Director, International Foundation for Protection Officers (IFPO)) ISBN: 9780128001134 Format: Paperback	$197.87
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Bank Capital & Basel III Regulations: Implementation & Effects

Bank Capital & Basel III Regulations: Implementation...
Author: Caroline R Mendoza ISBN: 9781634824293 Format: Hardback	$415.14
The Basel III international regulatory framework, which was produced in 2010 by the Basel Committee on Banking Supervision... Read More >>

Code of Federal Regulations, Title 17, Commodity and Securities Exchanges, PT. 41-199, Revised as of April 1, 2015

Code of Federal Regulations, Title 17, Commodity and...
Author: U S Office of the Federal Register ISBN: 9780160927850 Format: Paperback	$171.60
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Code of Federal Regulations, Title 17, Commodity and Securities Exchanges, PT. 1-40, Revised as of April 1, 2015

Code of Federal Regulations, Title 17, Commodity and...
Author: U S Office of the Federal Register ISBN: 9780160927843 Format: Paperback	$171.60
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Damages in International Investment Law

Damages in International Investment Law
Author: Sergey Ripinsky , Kevin Williams (University of Wales College of Cardiff) ISBN: 9781905221592 Format: Paperback	$290.40
The past two decades have seen a rising wave of investor-State arbitrations, which pose important questions of international... Read More >>

Reform and Price Discovery at the Tokyo Stock Exchange: From 1990 to 2012

Reform and Price Discovery at the Tokyo Stock Exchange:...
Author: K. Kubota , H. Takehara ISBN: 9781137540386 Format: Hardback	$145.17
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Der Investorbegriff Und Die Zustaendigkeit Ratione Personae: Eine Untersuchung Zu Inhalt Und Prozessualer Bedeutung Des Investorbegriffs Im Internationalen Investitionsschutzrecht

Der Investorbegriff Und Die Zustaendigkeit Ratione Personae:...
Author: Jan Erik Spangenberg ISBN: 9783653055245 Format: Electronic book text	$208.43
Der Autor befasst sich mit dem Investorbegriff im Investitionsschutzrecht, welcher gegenuber der Untersuchung des... Read More >>

UNCITRAL guide on the implementation of a security rights registry

UNCITRAL guide on the implementation of a security rights...
Author: United Nations: Commission on International Trade Law , United Nations Publications ISBN: 9789211338232 Format: Paperback	$24.00
"This publication (the ""Registry Guide"") provides guidance to States with respect to the establishment and operation... Read More >>

Rechtsfragen rund um notleidende Fonds. Rechtsfragen des Verbraucherkreditgeschäfts

Rechtsfragen rund um notleidende Fonds. Rechtsfragen...
Author: Gerd Nobbe , Markus Artz ISBN: 9783110404357 Format: Paperback	$128.61
The 2014 Banking Law Day in Frankfurt am Main was devoted to the topics of ""Non-Performing Funds"" and ""Consumer... Read More >>

Market and Competition Authorities: Good Agency Principles

Market and Competition Authorities: Good Agency Principles...
Author: Annetje Ottow (Professor of Public Economic Law, Professor of Public Economic Law, University of Utrecht, Faculty of Law, Economics and Governance) ISBN: 9780198733041 Format: Hardback	$277.00
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Wasting a Crisis: Why Securities Regulation Fails

Wasting a Crisis: Why Securities Regulation Fails
Author: Paul G. Mahoney ISBN: 9780226236513 Format: Hardback	$163.95
Offers persuasive research to show that the almost universally accepted narrative of market failure - broadly similar... Read More >>

Exempt Offerings: Crowdfunding and Beyond

Exempt Offerings: Crowdfunding and Beyond
Author: Douglas Slain ISBN: 9781511722865 Format: Paperback	$15.76
Chapter One: First things first Chapter Two: Rule 506 and General Solicitation Chapter Three: What is a Private... Read More >>

Exempt Offerings: Crowdfunding and Beyond

Exempt Offerings: Crowdfunding and Beyond
Author: Douglas Slain ISBN: 9781512030310 Format: Paperback	$14.20
Chapter One: First things first Chapter Two: Rule 506 and General Solicitation Chapter Three: What is a Private... Read More >>

Term Structure of Profit Rates of Sukuk: MATLAB Stochastic Simulation

Term Structure of Profit Rates of Sukuk: MATLAB Stochastic...
Author: Adesina-Uthman Ganiyat ISBN: 9781443868853 Format: Hardback	$137.11
This book explores several non-traditional and under-researched fields in Islamic finance through its investigations... Read More >>

Too Big to Fail III: Structural Reform Proposals: Should We Break Up the Banks?

Too Big to Fail III: Structural Reform Proposals: Should...
Author: Andreas Dombret , Patrick S. Kenadjian ISBN: 9783110426052 Format: Hardback	$120.03
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Governance, Regulation and Powers on the Internet

Governance, Regulation and Powers on the Internet
Author: Eric Brousseau (Université de Paris IX (Paris-Dauphine)) , Meryem Marzouki (Centre National de la Recherche Scientifique (CNRS), Paris) ISBN: 9781107502611 Format: Paperback	$108.65
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Das Europäische Insiderhandelsverbot

Das Europäische Insiderhandelsverbot
Author: Gregor Bachmann ISBN: 9783110425246 Format: Paperback	$34.23
The EU Market Abuse Directive came into effect on 2 July 2014. In addition to the ban on market abuse that gives... Read More >>

Corporate Finance and the Securities Laws

Corporate Finance and the Securities Laws
Author: Charles J Johnson Jr , Professor Joseph McLaughlin ISBN: 9781454858393 Format: Loose-leaf	$1570.80
Corporate Finance and the Securities Laws has been winning over practitioners with its clear andquot;how to do itandquot;... Read More >>

International Investment Law: A Handbook

International Investment Law: A Handbook
Author: Marc Bungenberg , Jorn Griebel ISBN: 9783832968984 Format: Hardback	$826.32
International investment law is a subject of growing importance and complexity. Anyone interested in international... Read More >>

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