Capital markets & securities law & regulation books

936 books were found.

Cross-border Transactions of Intermediated Securities: A Comparative Analysis in Substantive Law and Private International Law

Cross-border Transactions of Intermediated Securities:...
Author: Changmin Chun ISBN: 9783642426674 Format: Paperback	$580.77
This work aims to analyse substantive and conflict of laws rules regarding intermediated securities in a comparative... Read More >>

Code of Federal Regulations, Title 17, Commodity and Securities Exchanges, PT. 240-End, Revised as of April 1, 2014

Code of Federal Regulations, Title 17, Commodity and...
Author: U S Office of the Federal Register ISBN: 9780160923289 Format: Paperback	$179.52
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Financially Distressed Companies Answer Book 2013 4

Financially Distressed Companies Answer Book 2013 4...
Author: Douglas P Bartner ISBN: 9781402422485 Format: Paperback	$673.20
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Praxishandbuch Schiffsfonds

Praxishandbuch Schiffsfonds
Author: Karl-Heinz Steffens , Claudia Dreßler ISBN: 9783110338331 Format: Hardback	$171.51
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Bewachungsverordnung - BewachV

Bewachungsverordnung - BewachV
Author: G Recht ISBN: 9781500631994 Format: Paperback	$21.09
Verordnung uber das Bewachungsgewerbe (Bewachungsverordnung - BewachV) 1. Auflage 2014 Stand: 24. Juli... Read More >>

Empty Voting: Risikoentleerte Stimmrechtsausübung im Recht der börsennotierten Aktiengesellschaft

Empty Voting: Risikoentleerte Stimmrechtsausübung im...
Author: Martin Mittermeier ISBN: 9783110315622 Format: Hardback	$171.51
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Examples & Explanations: Securities Regulation, 6th Ed.

Examples & Explanations: Securities Regulation, 6th...
Author: Palmiter , Alan R Palmiter ISBN: 9781454833925 Format: Paperback	$137.15
Informal and student-friendly, this study guide gives an overview of federal securities regulation and illustrates... Read More >>

Code of Federal Regulations, Title 17, Commodity and Securities Exchanges, PT. 41-199, Revised as of April 1, 2014

Code of Federal Regulations, Title 17, Commodity and...
Author: U S Office of the Federal Register ISBN: 9780160923265 Format: Paperback	$147.84
The Code of Federal Regulations is a codification of the general and permanent rules published in the Federal Register... Read More >>

Proposed Rules Governing Regulation Crowdfunding: For Raises under $1 Million

Proposed Rules Governing Regulation Crowdfunding: For...
Author: Douglas Slain ISBN: 9781500463816 Format: Paperback	$26.35
The JOBS Act has changed the financial landscape. Title II is for deals for less than $1 million. Final rules should... Read More >>

Code of Federal Regulations, Title 17, Commodity and Securities Exchanges, PT. 1-40, Revised as of April 1, 2014

Code of Federal Regulations, Title 17, Commodity and...
Author: U S Office of the Federal Register ISBN: 9780160923258 Format: Paperback	$147.84
The Code of Federal Regulations is a codification of the general and permanent rules published in the Federal Register... Read More >>

Pfandbriefgesetz

Pfandbriefgesetz
Author: Rainer Smola ISBN: 9783110290851 Format: Hardback	$257.31
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The Effective Security Officer's Training Manual

The Effective Security Officer's Training Manual
Author: Ralph F. Brislin (Practical Education Services) ISBN: 9780128000038 Format: Paperback	$171.47
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Financial Institutions Answer Book 2014

Financial Institutions Answer Book 2014
Author: Stuart G Stein , Richard Schaberg ISBN: 9781402421693 Format: Paperback	$673.20
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Crowdfunding Law

Crowdfunding Law
Author: Douglas Slain ISBN: 9781500108144 Format: Paperback	$15.44
The new rule 506(c permits general solicitation for the first time in 80 years, under Title III of the JOBS Act.... Read More >>

Regulation Crowdfunding Reporter: Recent Rulings of National Significance

Regulation Crowdfunding Reporter: Recent Rulings of...
Author: Douglas Slain ISBN: 9781499795202 Format: Paperback	$39.47
The JOBS Act requires the Commission to adopt a number of rules implementing crowdfunding, including the following:... Read More >>

Comments on the SEC's Proposed Rules for Regulation Crowdfunding

Comments on the SEC's Proposed Rules for Regulation...
Author: Douglas Slain ISBN: 9781499789751 Format: Paperback	$23.71
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Securities Law

Securities Law
Author: Larry Soderquist , Theresa Gabaldon ISBN: 9781609304690 Format: Paperback	$124.07
Provides a basic introduction to securities law. The authors define a security, explain how securities are registered... Read More >>

Law and Practice of Liability Management: Debt Tender Offers, Exchange Offers, Bond Buybacks and Consent Solicitations in International Capital Markets

Law and Practice of Liability Management: Debt Tender...
Author: Apostolos Ath. Gkoutzinis ISBN: 9781107020344 Format: Hardback	$258.75
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Proposed Rules Governing Regulation Crowdfunding: Raising Money in the Time Frame Between Friends and Family and Vcs

Proposed Rules Governing Regulation Crowdfunding: Raising...
Author: Douglas Slain ISBN: 9781500109318 Format: Paperback	$52.67
Do you want to raise up to $1 Million under Title III? This White Paper explains the status of the law and rules... Read More >>

Auditor's Letter Handbook, Second Edition

Auditor's Letter Handbook, Second Edition
Author: American Bar Association Business Law Section ISBN: 9781614389736 Format: Paperback	$99.99
A must-have resource for inside/outside counsel in dealing with the auditor's need for corroboration of information... Read More >>

Socially Responsible Investment Law: Regulating the Unseen Polluters

Socially Responsible Investment Law: Regulating the...
Author: Benjamin J Richardson (The University of British Columbia, Canada University of Tasmania University of Tasmania University of Tasmania) ISBN: 9781282731035 Format: Electronic book text	$300.80
Environmental harm is commonly associated with companies that extract, consume, and pollute our shared natural resources.... Read More >>

Collective Investment Schemes in Luxembourg: Law and Practice

Collective Investment Schemes in Luxembourg: Law and...
Author: Claude Kremer (, Partner, Arendt Medernach, Luxembourg) , Isabelle Lebbe (, Partner, Arendt Medernach, Luxembourg) ISBN: 9780199651863 Format: Hardback	$786.95
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Three Laws of International Investment: National, Contractual, and International Frameworks for Foreign Capital

Three Laws of International Investment: National, Contractual,...
Author: Jeswald W Salacuse (Henry J. Braker Professor of Law, Tufts University) ISBN: 9781306264235 Format: Electronic book text	$1013.76
International investments are governed by three different legal frameworks: 1) national laws of both the host country... Read More >>

The International Minimum Standard and Fair and Equitable Treatment

The International Minimum Standard and Fair and Equitable...
Author: Martins Paparinskis (Junior Research Fellow, Merton College, Oxford Lecturer, University College London Lecturer, University College London Lecturer, University College London) ISBN: 9781306224932 Format: Electronic book text	$1064.45
Investment protection treaties generally provide for the obligation to treat investments fairly and equitably, even... Read More >>

National Biosurveillance Strategy & Associated Science & Technology Roadmaps: Considerations & Priorities

National Biosurveillance Strategy & Associated Science...
Author: Amanda Wendell ISBN: 9781629489940 Format: Paperback	$185.46
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