Capital markets & securities law & regulation books

929 books were found.

Leveraged Buyouts

Leveraged Buyouts

Author: Joseph A Bartlett ,  Peter L Korn
ISBN: 9781588521446
Format: Loose-leaf
$2397.12

This comprehensive guide explains each variety of leveraged transaction in detail--its rationale, the advantages...  Read More >>

Der ma�gebliche Empfaengerhorizont bei der Beurteilung der Unrichtigkeit von Wertpapierprospekten: Der Anlegerhorizont i.S.d. �� 21 Abs. 1, 22 WpPG

Der ma�gebliche Empfaengerhorizont bei der Beurteilung...

Author: Angela Kast
ISBN: 9783631714041
Format: Paperback
$146.97

"Die Autorin befasst sich mit der Frage, an welchem ""Anlegerhorizont"" sich Wertpapierprospekte ausrichten sollten....  Read More >>

Hedge Fund Compliance: Risks, Regulation, and Management

Hedge Fund Compliance: Risks, Regulation, and Management...

Author: Jason A. Scharfman
ISBN: 9781119240235
Format: Hardback
$130.95

The long-awaited guide for modern hedge fund compliance program development Hedge Fund Compliance + Website provides...  Read More >>

Regulation of the EU Financial Markets: MiFID II and MiFIR

Regulation of the EU Financial Markets: MiFID II and...

Author: Danny Busch (Professor of Financial Law, Professor of Financial Law, University of Nijmegen, The Netherlands) ,  Guido Ferrarini (Professor of Commercial Law, Professor of Commercial Law, University of Genoa, Italy)
ISBN: 9780198767671
Format: Hardback
$683.00

A comprehensive reference guide to the Markets in Financial Instruments Directive II (MiFID II), combining theoretical...  Read More >>

Trump's immigration Ban, People's reactions And Legal Battle: All you need to know about Trump's travel ban

Trump's immigration Ban, People's reactions And Legal...

Author: Gerald N Okonkwo
ISBN: 9781543039351
Format: Paperback
$17.69

WRITTEN IN SIMPLE AND VIVID LANGUAGE, GERALD DRIVES IN THE CORE MEANING OF EXECUTIVE ORDER, PRESIDENTIAL PROCLAMATION,...  Read More >>

Accountants' Liability

Accountants' Liability

Author: Christopher M. Cutler ,  Thomas Arnold
ISBN: 9781402424946
Format: Hardback
$1042.80

This guide has been the reliable and readable resource that accountants have turned to for guidance on how they...  Read More >>

Problems and Materials on Secured Transactions

Problems and Materials on Secured Transactions

Author: Douglas J Whaley ,  Stephen M McJohn
ISBN: 9781454886068
Format: Hardback
$641.52

Addressing changes to Article 9, this work includes problem-based pedagogy that helps students build confidence...  Read More >>

Research Handbook on the Law of the EU’s Internal Market

Research Handbook on the Law of the EU’s Internal Market...

Author: Panos Koutrakos ,  Jukka Snell
ISBN: 9781783478095
Format: Hardback
$597.71

While the internal market has been at the heart of the European project from the very beginning, it has rarely been...  Read More >>

Bankrechtstag 2016

Bankrechtstag 2016

Author: Peter O. Mülbert
ISBN: 9783110465396
Format: Paperback
$128.61

Banking Law Day 2016 in Frankfurt am Main is devoted to themes related to banking and capital markets law. Lecturers...  Read More >>

Fund Director's Guidebook, Fourth Edition

Fund Director's Guidebook, Fourth Edition

Author: Federal Regulation of Securities Committee
ISBN: 9781634252652
Format: Paperback
$125.00

This highly regarded guidebook covers open-end funds (typically referred to as mutual funds), closed-end funds and...  Read More >>

Wasting a Crisis: Why Securities Regulation Fails

Wasting a Crisis: Why Securities Regulation Fails

Author: Paul G. Mahoney
ISBN: 9780226420998
Format: Paperback
$47.95

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 312-318

312-318

Author: Holger Fleischer
ISBN: 9783110526875
Format: Paperback
$369.60

This highly respected commentary on German stock corporation law (AktG) is unparalleled in its comprehensiveness....  Read More >>

 118-130

118-130

Author: Volker Butzke ,  Peter O Mulbert
ISBN: 9783110293166
Format: Hardback
$958.32

Wissenschaftliche Exzellenz mit Tradition: Der Grosskommentar zum Aktiengesetz bleibt auch in der 5. Auflage der...  Read More >>

Corporate Secretary's Answer Book: 2017 Edition

Corporate Secretary's Answer Book: 2017 Edition

Author: Cynthia M Krus
ISBN: 9781454873938
Format: Loose-leaf
$1518.00

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Insider Trading Law and Regulation: A Guide for Corporate Counsel, Litigators, and Investment Professional

Insider Trading Law and Regulation: A Guide for Corporate...

Author: Robert Heim
ISBN: 9781634251891
Format: Paperback
$395.87

Insider trading is of deep concern to a wide variety of attorneys including corporate attorneys who counsel companies...  Read More >>

Einleitung;  1-22

Einleitung; 1-22

Author: Gregor Bachmann ,  Sebastian Mock
ISBN: 9783110293104
Format: Hardback
$1106.16

Wissenschaftliche Exzellenz mit Tradition: Der Grosskommentar zum Aktiengesetz bleibt auch in der 5. Auflage der...  Read More >>

Insider Trading Law and Compliance Answer Book

Insider Trading Law and Compliance Answer Book

Author: Harry S. Davis
ISBN: 9781402427480
Format: Paperback
$778.80

The Q&A guide provides you with a step-by-step understanding of the legal requirements imposed upon all investors....  Read More >>

Key Control Log (Log Book, Journal - 125 pgs, 8.5 X 11 inches): Key Control Logbook (Black cover, X-Large)

Key Control Log (Log Book, Journal - 125 pgs, 8.5 X...

Author: Centurion Logbooks
ISBN: 9781540707185
Format: Paperback
$39.57

PERFECT BOUND, GORGEOUS SOFTBACK WITH SPACIOUS RULED PAGES. LOG INTERIOR Click on the LOOK INSIDE link to view...  Read More >>

Securities Regulation, Cases and Materials

Securities Regulation, Cases and Materials

Author: Thomas Lee Hazen
ISBN: 9780314284501
Format: Hardback
$760.72

Covers recent developments in the courts and SEC rulemaking, including 1933 Act registration and broker-dealer regulation...  Read More >>

Bank Funding, Liquidity, and Capital Adequacy: A Law and Finance Approach

Bank Funding, Liquidity, and Capital Adequacy: A Law...

Author: José Gabilondo
ISBN: 9781783479160
Format: Hardback
$216.75

Focusing primarily on the banking system in the United States, this book offers an innovative framework that integrates...  Read More >>

Corporate Governance: Avoiding and Responding to Misconduct

Corporate Governance: Avoiding and Responding to Misconduct...

Author: Kevin T Abikoff
ISBN: 9781588521422
Format: Loose-leaf
$1758.24

This timely book describes step by step the measures needed to prevent criminal actions within a corporation and...  Read More >>

Der Teilbetriebsbegriff in den Einbringungstatbestaenden des Umwandlungssteuergesetzes

Der Teilbetriebsbegriff in den Einbringungstatbestaenden...

Author: Rainer Wernsmann ,  Christian Erich Rödel
ISBN: 9783631700006
Format: Hardback
$133.64

Durch das SEStEG 2006 wurden die Einbringungstatbest�nde des Umwandlungssteuergesetzes (UmwStG) umstrukturiert und...  Read More >>

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