Capital markets & securities law & regulation books

936 books were found.

Market Manipulation and Insider Trading: Regulatory Challenges in the United States of America, the European Union and the United Kingdom

Market Manipulation and Insider Trading: Regulatory...
Author: Ester Herlin-Karnell (University of Gothenburg, Sweden) , Nicholas Ryder ISBN: 9781509903078 Format: Hardback	$160.00
The European Union regime for fighting market manipulation and insider trading – commonly referred to as market... Read More >>

Sarbanes-Oxley Act of 2002

Sarbanes-Oxley Act of 2002
Author: Lawyer's Reference Guide ISBN: 9781700061423 Format: Paperback	$26.37
This book, in a convenient, slim volume, reproduces the text of the Sarbanes-Oxley Act of 2002, as updated through... Read More >>

Europaeische Hochschulschriften Recht: Eine Bewertung des Sicherheitssystems und der Rechtsprechung des Bundesverfassungsgerichts zur Antiterrordatei vor dem Hintergrund der aktuellen Bedrohungslage

Europaeische Hochschulschriften Recht: Eine Bewertung...
Author: Nora Schneider ISBN: 9783631792100 Format: Paperback	$131.96
Das Buch geht der Frage nach, inwieweit das Aufrechterhalten der Trennung von Polizei und Nachrichtendiensten mit... Read More >>

Securities Regulation Statutory Supplement, 2019 Edition

Securities Regulation Statutory Supplement, 2019 Edition...
Author: Stephen J. Choi , Adam C. Pritchard ISBN: 9781642429183 Format: Paperback	$122.91
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Der majorisierte Stimmbindungspool: Einflusssicherung in Familienunternehmen und die aus einer Mehrheitsbildung entstehenden Konflikte mit dem Gesellschafts-, Konzern- und Kapitalmarktrecht

Der majorisierte Stimmbindungspool: Einflusssicherung...
Author: Constanze Roth ISBN: 9783631791714 Format: Paperback	$109.58
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Security Log Book: Sign In & Sign Out Visitor Entry Register Logbook 8.5 x 11 (21.59 x 27.94 cm) 120 Page Log Notebook Perfect For Keeping Records Of Daily Security

Security Log Book: Sign In & Sign Out Visitor Entry...
Author: Fylde Promotional Merchandise ISBN: 9781695533707 Format: Paperback	$15.81
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Structuring Venture Capital, Private Equity and Entrepreneurial Transactions: 2019 Edition

Structuring Venture Capital, Private Equity and Entrepreneurial...
Author: Jack S Levin , Donald E Rocap ISBN: 9781543811902 Format: Paperback	$1494.24
The cornerstone resource from two of the industry's leading authorities is now available with analysis of extensive... Read More >>

Securities and Capital Markets Regulation in South Africa: A Contemporary View

Securities and Capital Markets Regulation in South Africa:...
Author: C. King Chanetsa ISBN: 9789004395886 Format: Paperback	$248.16
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Digest of ICSID Awards and Decisions 2008-2010

Digest of ICSID Awards and Decisions 2008-2010
Author: Partner Richard Happ (Luther) , Partner Noah Rubins (Freshfields Bruckhaus Deringer) ISBN: 9780198793106 Format: Hardback	$501.60
This book provides the reader with concise summaries of the facts and holdings of ICSID Tribunals in the years 2008-2010.... Read More >>

Hedge Funds: A Practical Global Handbook to the Law and Regulation, Second Edition

Hedge Funds: A Practical Global Handbook to the Law...
Author: Florentino Carreno , Lynn McGrade ISBN: 9781787423060 Format: Hardback	$711.56
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Digest of ICSID Awards and Decisions 2008 to 2010 3 Volume Set

Digest of ICSID Awards and Decisions 2008 to 2010 3...
Author: Happ , Partner Noah Rubins (Freshfields Bruckhaus Deringer) ISBN: 9780198793090 Format: Hardback	$739.20
Many investment arbitration proceedings take place before tribunals of the International Centre for the Settlement... Read More >>

Master the 10-K and 10-Q

Master the 10-K and 10-Q
Author: Gary M Brown ISBN: 9781402431357 Format: Paperback	$475.20
Your guide to preparing and filing the SEC's annual Form 10-K and quarterly Form 10-Q, as required by the Exchange... Read More >>

Securities Regulation: Selected Statutes, Rules, and Forms, 2019

Securities Regulation: Selected Statutes, Rules, and...
Author: James D Cox , Donald C Langevoort ISBN: 9781543812756 Format: Paperback	$171.60
Designed specifically for the Securities Regulation course, this statutory supplement contains all the relevant... Read More >>

SEC Rule 10b-5

SEC Rule 10b-5
Author: Landmark Publications ISBN: 9781079957983 Format: Paperback	$95.57
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Commodity Exchange Act (Summer 2019 Edition)

Commodity Exchange Act (Summer 2019 Edition)
Author: Investment Lawyer Reference Guide ISBN: 9781080010271 Format: Paperback	$36.93
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Investment Advisers Act of 1940 (Summer 2019 Edition)

Investment Advisers Act of 1940 (Summer 2019 Edition)...
Author: Investment Lawyer Reference Guide ISBN: 9781079385441 Format: Paperback	$31.65
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Schaden, Kausalitat Und Kausalitatsbeweis Beim Schadensersatzanspruch Des Anlegers Wegen Verletzung Der Ad Hoc-Publizitatspflicht

Schaden, Kausalitat Und Kausalitatsbeweis Beim Schadensersatzanspruch...
Author: Sarah Gbekor ISBN: 9783848755356 Format: Paperback	$403.92
Verletzt ein Emittent die ad hoc-Publizitatspflicht, so kann dies Schaden bei Anlegern auslosen - sei es, weil Anleger... Read More >>

The Code of Capital: How the Law Creates Wealth and Inequality

The Code of Capital: How the Law Creates Wealth and...
Author: Katharina Pistor ISBN: 9780691178974 Format: Hardback	$54.99
A compelling explanation of how the law shapes the distribution of wealthCapital is the defining feature of modern... Read More >>

Securities Regulation: Cases and Analysis

Securities Regulation: Cases and Analysis
Author: Stephen J. Choi , A.C. Pritchard ISBN: 9781640209718 Format: Hardback	$789.19
Offers a clear and concise introduction to the economics and regulation of securities markets, with a single-minded... Read More >>

Distribution of Insurance-Based Investment Products: The EU Regulation and the Liabilities

Distribution of Insurance-Based Investment Products:...
Author: Pierpaolo Marano , Ioannis Rokas ISBN: 9783030116675 Format: Hardback	$369.57
The goal is to determine whether the new rules are likely to change the doctrine and case law approach tothese products,... Read More >>

Commodity Exchange ACT: Regulations & Forms, 2019 Special Edition

Commodity Exchange ACT: Regulations & Forms, 2019 Special...
Author: Wolters Kluwer S ISBN: 9781543806663 Format: Paperback	$630.96
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World's Okayest Bodyguard: Blank Lined Career Notebook Journal

World's Okayest Bodyguard: Blank Lined Career Notebook...
Author: Ss Custom Designs ISBN: 9781092650687 Format: Paperback	$18.45
Let your creativity flow with this funny yet simple notebook, which can be used for anything from a journal to a... Read More >>

The Governance of Credit Rating Agencies: Regulatory Regimes and Liability Issues

The Governance of Credit Rating Agencies: Regulatory...
Author: Andrea Miglionico ISBN: 9781786439932 Format: Hardback	$437.00
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2020-2021 Calendar: 2 Year Jan 2020 - Dec 2021 Daily Weekly Monthly Calendar Planner for to Do List Academic Schedule Agenda Logbook or Student & Teacher Organizer Journal Notebook, Appointment Business Planners W/ Holidays - Pink Gold Marble

2020-2021 Calendar: 2 Year Jan 2020 - Dec 2021 Daily...
Author: T Killeen ISBN: 9781091168732 Format: Paperback	$21.09
2 Year Jan 2020 - Dec 2021 Daily Weekly And Monthly Planner With Holidays Two year planner for 2020 - 2021 including... Read More >>

Make Money Online: Live the Laptop Lifestyle, Work from Home, Escape the 9-5 Rat Race, Be a Door to Door Millionaire, Learn Social Media Marketing, Blogging, Affiliate, Blockchain, Forex, Investing

Make Money Online: Live the Laptop Lifestyle, Work from...
Author: Matt Lynch ISBN: 9781090833679 Format: Paperback	$51.16
How can you make $3,000 to even $100,000 a month and achieving financial freedom? It would be through Social Media... Read More >>

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