Capital markets & securities law & regulation books

927 books were found.

Market Manipulation and Insider Trading: Regulatory Challenges in the United States of America, the European Union and the United Kingdom

Market Manipulation and Insider Trading: Regulatory...

Author: Ester Herlin-Karnell (University of Gothenburg, Sweden) ,  Nicholas Ryder
ISBN: 9781509903078
Format: Hardback
$160.00

The European Union regime for fighting market manipulation and insider trading – commonly referred to as market...  Read More >>

Sarbanes-Oxley Act of 2002

Sarbanes-Oxley Act of 2002

Author: Lawyer's Reference Guide
ISBN: 9781700061423
Format: Paperback
$26.37

This book, in a convenient, slim volume, reproduces the text of the Sarbanes-Oxley Act of 2002, as updated through...  Read More >>

Europaeische Hochschulschriften Recht: Eine Bewertung des Sicherheitssystems und der Rechtsprechung des Bundesverfassungsgerichts zur Antiterrordatei vor dem Hintergrund der aktuellen Bedrohungslage

Europaeische Hochschulschriften Recht: Eine Bewertung...

Author: Nora Schneider
ISBN: 9783631792100
Format: Paperback
$131.96

Das Buch geht der Frage nach, inwieweit das Aufrechterhalten der Trennung von Polizei und Nachrichtendiensten mit...  Read More >>

Securities Regulation Statutory Supplement, 2019 Edition

Securities Regulation Statutory Supplement, 2019 Edition...

Author: Stephen J. Choi ,  Adam C. Pritchard
ISBN: 9781642429183
Format: Paperback
$122.91

Receive complimentary lifetime digital access to the eBook with new print purchase. This statutory supplement includes...  Read More >>

Der majorisierte Stimmbindungspool: Einflusssicherung in Familienunternehmen und die aus einer Mehrheitsbildung entstehenden Konflikte mit dem Gesellschafts-, Konzern- und Kapitalmarktrecht

Der majorisierte Stimmbindungspool: Einflusssicherung...

Author: Constanze Roth
ISBN: 9783631791714
Format: Paperback
$109.58

Die Untersuchung widmet sich dem Problem der Majorisierung innerhalb eines Stimmbindungspools. Die Autorin behandelt...  Read More >>

Structuring Venture Capital, Private Equity and Entrepreneurial Transactions: 2019 Edition

Structuring Venture Capital, Private Equity and Entrepreneurial...

Author: Jack S Levin ,  Donald E Rocap
ISBN: 9781543811902
Format: Paperback
$1494.24

The cornerstone resource from two of the industry's leading authorities is now available with analysis of extensive...  Read More >>

Digest of ICSID Awards and Decisions 2008-2010

Digest of ICSID Awards and Decisions 2008-2010

Author: Partner Richard Happ (Luther) ,  Partner Noah Rubins (Freshfields Bruckhaus Deringer)
ISBN: 9780198793106
Format: Hardback
$501.60

This book provides the reader with concise summaries of the facts and holdings of ICSID Tribunals in the years 2008-2010....  Read More >>

Digest of ICSID Awards and Decisions 2008 to 2010 3 Volume Set

Digest of ICSID Awards and Decisions 2008 to 2010 3...

Author: Happ ,  Partner Noah Rubins (Freshfields Bruckhaus Deringer)
ISBN: 9780198793090
Format: Hardback
$739.20

Investment arbitration has become the primary means of settling disputes between states and foreign investors. The...  Read More >>

Master the 10-K and 10-Q

Master the 10-K and 10-Q

Author: Gary M Brown
ISBN: 9781402431357
Format: Paperback
$475.20

Your guide to preparing and filing the SEC's annual Form 10-K and quarterly Form 10-Q, as required by the Exchange...  Read More >>

Securities Regulation: Selected Statutes, Rules, and Forms, 2019

Securities Regulation: Selected Statutes, Rules, and...

Author: James D Cox ,  Donald C Langevoort
ISBN: 9781543812756
Format: Paperback
$171.60

Designed specifically for the Securities Regulation course, this statutory supplement contains all the relevant...  Read More >>

SEC Rule 10b-5

SEC Rule 10b-5

Author: Landmark Publications
ISBN: 9781079957983
Format: Paperback
$95.57

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Schaden, Kausalitat Und Kausalitatsbeweis Beim Schadensersatzanspruch Des Anlegers Wegen Verletzung Der Ad Hoc-Publizitatspflicht

Schaden, Kausalitat Und Kausalitatsbeweis Beim Schadensersatzanspruch...

Author: Sarah Gbekor
ISBN: 9783848755356
Format: Paperback
$403.92

Verletzt ein Emittent die ad hoc-Publizitatspflicht, so kann dies Schaden bei Anlegern auslosen - sei es, weil Anleger...  Read More >>

The Code of Capital: How the Law Creates Wealth and Inequality

The Code of Capital: How the Law Creates Wealth and...

Author: Katharina Pistor
ISBN: 9780691178974
Format: Hardback
$54.99

A compelling explanation of how the law shapes the distribution of wealth Capital is the defining feature of modern...  Read More >>

Securities Regulation: Cases and Analysis

Securities Regulation: Cases and Analysis

Author: Stephen J. Choi ,  A.C. Pritchard
ISBN: 9781640209718
Format: Hardback
$773.66

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Distribution of Insurance-Based Investment Products: The EU Regulation and the Liabilities​

Distribution of Insurance-Based Investment Products:...

Author: Pierpaolo Marano ,  Ioannis Rokas
ISBN: 9783030116675
Format: Hardback
$232.85

The goal is to determine whether the new rules are likely to change the doctrine and case law approach tothese products,...  Read More >>

World's Okayest Bodyguard: Blank Lined Career Notebook Journal

World's Okayest Bodyguard: Blank Lined Career Notebook...

Author: Ss Custom Designs
ISBN: 9781092650687
Format: Paperback
$18.45

Let your creativity flow with this funny yet simple notebook, which can be used for anything from a journal to a...  Read More >>

The Governance of Credit Rating Agencies: Regulatory Regimes and Liability Issues

The Governance of Credit Rating Agencies: Regulatory...

Author: Andrea Miglionico
ISBN: 9781786439932
Format: Hardback
$437.00

This book takes an interdisciplinary approach, linking the law and policy surrounding financial markets regulation...  Read More >>

2020-2021 Calendar: 2 Year Jan 2020 - Dec 2021 Daily Weekly Monthly Calendar Planner for to Do List Academic Schedule Agenda Logbook or Student & Teacher Organizer Journal Notebook, Appointment Business Planners W/ Holidays - Pink Gold Marble

2020-2021 Calendar: 2 Year Jan 2020 - Dec 2021 Daily...

Author: T Killeen
ISBN: 9781091168732
Format: Paperback
$21.09

2 Year Jan 2020 - Dec 2021 Daily Weekly And Monthly Planner With Holidays Two year planner for 2020 - 2021 including...  Read More >>

Make Money Online: Live the Laptop Lifestyle, Work from Home, Escape the 9-5 Rat Race, Be a Door to Door Millionaire, Learn Social Media Marketing, Blogging, Affiliate, Blockchain, Forex, Investing

Make Money Online: Live the Laptop Lifestyle, Work from...

Author: Matt Lynch
ISBN: 9781090833679
Format: Paperback
$51.16

How can you make $3,000 to even $100,000 a month and achieving financial freedom? It would be through Social Media...  Read More >>

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