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OverviewDesigned specifically for the Securities Regulation course, this statutory supplement contains all the relevant statutes, rules, and forms needed--in a remarkably concise and uncluttered format. A highly effective teaching tool, it is the ideal complement to any casebook for Securities Regulation, including but not exclusive to the authors' own Securities Regulation: Cases and Materials, Ninth Edition (forthcoming November 2019). New to the 2019 Edition: New Rule 15l-1 Regulation Best Interest has been added Thoroughly updated to reflect numerous changes made by the SEC to modernize and simplify disclosure requirements for public companies, investment advisers, and investment companies facilitate the disclosure of information to investors simplify compliance without significantly altering the total mix of information provided to investors. Full Product DetailsAuthor: James D Cox , Donald C LangevoortPublisher: Aspen Publishers Imprint: Aspen Publishers Dimensions: Width: 17.80cm , Height: 5.80cm , Length: 25.40cm Weight: 1.982kg ISBN: 9781543812756ISBN 10: 1543812759 Pages: 1168 Publication Date: 22 July 2019 Audience: General/trade , General Format: Paperback Publisher's Status: Active Availability: In stock  We have confirmation that this item is in stock with the supplier. It will be ordered in for you and dispatched immediately. Table of ContentsReviewsAuthor InformationTab Content 6Author Website:Countries AvailableAll regions |
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