Capital markets & securities law & regulation books

927 books were found.

Monthly Bill Organizer: Monthly Bill Organizer With Calendar 2018-2019, income list, monthly and weekly expense tracker, Bill Planner, Financial Planning Journal Organizer Notebook size 8.5x11 Inches Extra Large Made In USA

Monthly Bill Organizer: Monthly Bill Organizer With...

Author: Randy North
ISBN: 9781987794595
Format: Paperback
$19.77

Limited Time Offer - only $7.49 Budget Book Monthly Bill Organizer - Budget Planner Organizer - Budgeting Planner...  Read More >>

A Practical Guide to Granting Corporate Security in Scotland

A Practical Guide to Granting Corporate Security in...

Author: Jonathan Hardman
ISBN: 9780414063693
Format: Hardback
$150.08

The authoritative practitioner's guide to taking securities for Scottish firms, detailing each step along the way...  Read More >>

My Prayer Journal: My prayer journal for catholics With Calendar 2018-2019, Daily Guide for prayer, praise and Thanks Workbook: size 8.5x11 Inches Extra Large Made In USA

My Prayer Journal: My prayer journal for catholics With...

Author: Donald Stubbs
ISBN: 9781987769029
Format: Paperback
$19.77

Limited Time Offer - only $7.49 Prayer Journal /prayer journal guide 130 Pages This Prayer journal contains 130...  Read More >>

Monthly Bill Planner Organizer: With Calendar 2018-2019 Weekly Planner, Bill Planning, Financial Planning Journal Expense Tracker Bill Organizer Notebook Business Money Personal Finance Workbook Size 8.5x11 Inches Extra Large Made in USA

Monthly Bill Planner Organizer: With Calendar 2018-2019...

Author: Warren Choi
ISBN: 9781987551822
Format: Paperback
$19.77

Limited Time Offer - only $7.49 Budget Planner Journal / 130 Pages of Planner/ Bill Tracker Journal Prompts This...  Read More >>

Old Man: Notebook, 150 lined pages, softcover, 6 x 9

Old Man: Notebook, 150 lined pages, softcover, 6 x 9...

Author: Wild Pages Press
ISBN: 9781986866057
Format: Paperback
$18.45

Stylish Designer Journal / Notebook. Interior 150 lined pages. Size 6 x 9 . Glossy softcover. Perfect for everyday...  Read More >>

Can Delaware Be Dethroned?: Evaluating Delaware's Dominance of Corporate Law

Can Delaware Be Dethroned?: Evaluating Delaware's Dominance...

Author: Stephen M. Bainbridge ,  Iman Anabtawi
ISBN: 9781107158283
Format: Hardback
$258.75

This book is aimed at corporate lawyers, academics, regulators, and judges. The leading corporate practitioners...  Read More >>

Insider Trading and Market Manipulation: Investigating and Prosecuting Across Borders

Insider Trading and Market Manipulation: Investigating...

Author: Janet Austin
ISBN: 9781786436412
Format: Hardback
$279.35

This book explores how the globalization of securities markets has affected market manipulation and insider trading....  Read More >>

Dispute Resolution in Transnational Securities Transactions

Dispute Resolution in Transnational Securities Transactions...

Author: Tiago Andreotti (European University Institute)
ISBN: 9781509908462
Format: Hardback
$200.00

Based on author's thesis (doctoral - European University Institute, 2014).  Read More >>

Securities Trader Work Log: Work Journal, Work Diary, Log - 126 pages, 6 x 9 inches

Securities Trader Work Log: Work Journal, Work Diary,...

Author: Orange Logs
ISBN: 9781983545894
Format: Paperback
$21.09

Do you have a job? Do you keep a record of what you do on your job? Did you know that setting aside 15 minutes...  Read More >>

Insider Trading Law and Compliance Answer Book

Insider Trading Law and Compliance Answer Book

Author: Harry S Davis
ISBN: 9781402429804
Format: Paperback
$778.80

Insider Trading Law and Compliance Answer Book provides both the lawyer and the investor with a complete understanding...  Read More >>

2018 SEC Handbook: Rules and Forms for Financial Statements and Related Disclosure

2018 SEC Handbook: Rules and Forms for Financial Statements...

Author: Wolters Kluwer Staff
ISBN: 9781454886464
Format: Paperback
$446.16

This 2018 Edition of the SEC Handbook: Rules and Forms for Financial Statements and Related Disclosure reproduces...  Read More >>

Capital Market and Depository System in India

Capital Market and Depository System in India

Author: Regina Sibi Cleetus ,  K Sasikumar
ISBN: 9788177084597
Format: Hardback
$103.47

Capital market is a market for long-term funds. Capital market channelises household savings to the corporate sector...  Read More >>

The Law on Financial Derivatives

The Law on Financial Derivatives

Author: Professor Alastair Hudson
ISBN: 9780414060098
Format: Hardback
$900.45

 Read More >>

Master the 8-K

Master the 8-K

Author: Practising Law Institute ,  Gary M Brown
ISBN: 9781402429798
Format: Paperback
$475.20

A comprehensive guide to preparing and filing the SEC's Form 8-K, as required by the Securities and Exchange Act...  Read More >>

Market Abuse Regulation: Commentary and Annotated Guide

Market Abuse Regulation: Commentary and Annotated Guide...

Author: Marco Ventoruzzo (Pennsylvania State University and Bocconi University) ,  Sebastian Mock (University of Hamburg)
ISBN: 9780191850004
Format: Undefined
$607.20

This book provides an analysis of the legal and practical implications of the Market Abuse Regulation which took...  Read More >>

Compliance Officer de la Informaci n: La Prevenci n del Delito Sobre El Activo M s Valioso de Una Organizaci n

Compliance Officer de la Informaci n: La Prevenci n...

Author: Andres Salaverria Galvan
ISBN: 9781981869893
Format: Paperback
$47.52

El uso del ciberespacio con fines de ocasionar da os o de obtener beneficios por parte de instituciones e inclusive...  Read More >>

§§ 67-75

§§ 67-75

Author: Heribert Hirte ,  Peter O Mülbert
ISBN: 9783110556995
Format: Hardback
$792.00

Wissenschaftliche Exzellenz mit Tradition: Der Großkommentar zum Aktiengesetz bleibt auch in der 5. Auflage der...  Read More >>

Responsibilities of Corporate Officers and Directors Under Federal Securities Law: 2017-2018 Edition

Responsibilities of Corporate Officers and Directors...

Author: Wolters Kluwer Staff
ISBN: 9781454885634
Format: Paperback
$456.72

Responsibilities of Corporate Officers and Directors Under Federal Securities Law helps mitigate personal risk for...  Read More >>

Europäisches Unternehmens- Und Kapitalmarktrecht: Grundlagen, Stand Und Entwicklung Nebst Texten Und Materialien

Europäisches Unternehmens- Und Kapitalmarktrecht: Grundlagen,...

Author: Marcus Lutter ,  Walter Bayer
ISBN: 9783110456257
Format: Hardback
$1000.53

"Das Europäische Unternehmens- und Kapitalmarktrecht ist in den letzten Jahren intensiv fortentwickelt und modernisiert...  Read More >>

Market Abuse Regulation in South Africa, the United States of America and the United Kingdom

Market Abuse Regulation in South Africa, the United...

Author: Howard Chitimira
ISBN: 9781622732609
Format: Hardback
$147.84

This book provides a concise comparison of the regulation and enforcement of the anti-market abuse laws (insider...  Read More >>

Hedge Fund Law and Finance: Regulation, Compliance, and Risk Management

Hedge Fund Law and Finance: Regulation, Compliance,...

Author: Jon Aikman
ISBN: 9781634250252
Format: Paperback
$395.87

 Read More >>

Enforcement of Corporate and Securities Law: China and the World

Enforcement of Corporate and Securities Law: China and...

Author: Robin Hui Huang (The Chinese University of Hong Kong) ,  Nicholas Calcina Howson (University of Michigan Law School)
ISBN: 9781107164994
Format: Hardback
$261.34

This book assembles the world's most authoritative specialists for a comparative analysis of the enforcement of...  Read More >>

Border Guard Work Log: Work Journal, Work Diary, Log - 126 Pages, 6 X 9 Inches

Border Guard Work Log: Work Journal, Work Diary, Log...

Author: Orange Logs
ISBN: 9781979207775
Format: Paperback
$26.37

Do you have a job? Do you keep a record of what you do on your job? Did you know that setting aside 15 minutes...  Read More >>

Bodyguard Work Log: Work Journal, Work Diary, Log - 126 Pages, 6 X 9 Inches

Bodyguard Work Log: Work Journal, Work Diary, Log -...

Author: Orange Logs
ISBN: 9781979181419
Format: Paperback
$26.37

Do you have a job? Do you keep a record of what you do on your job? Did you know that setting aside 15 minutes...  Read More >>

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