Capital markets & securities law & regulation books

936 books were found.

Securities Regulation Statutory Supplement, 2010

Securities Regulation Statutory Supplement, 2010

Author: Stephen Choi ,  A C Pritchard
ISBN: 9781599418421
Format: Undefined
$97.68

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Securities Regulation Supplement: Cases and Materials

Securities Regulation Supplement: Cases and Materials...

Author: John C Coffee, Jr, JR. JR. JR. JR. ,  Hillary A Sale
ISBN: 9781599417981
Format: Undefined
$71.28

This is the 2010 case supplement to Coffee and Sale's Securities Regulation, 11th Edition.  Read More >>

The future regulation of derivatives market: is the EU on the right track?, 10th report of session 2009-10, report with evidence

The future regulation of derivatives market: is the...

Author: Great Britain: Parliament: House of Lords: European Union Committee ,  Lord John Francis Hodgess Roper
ISBN: 9780108459825
Format: Paperback
$118.80

Inquiry conducted by Sub-committee A (Economic and Financial Affairs, and International Trade)  Read More >>

European Securities Law

European Securities Law

Author: Raj Panasar ,  Philip Boeckman
ISBN: 9780199579723
Format: Hardback
$711.56

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Bankenaufsicht im Europ�ischen Verbund

Bankenaufsicht im Europ�ischen Verbund

Author: Matthias Herdegen
ISBN: 9783899498165
Format: Hardback
$258.72

This study by Professor Dr. Matthias Herdegen, sponsored by the Institute of Banking Law at the University of Cologne...  Read More >>

Comparing European and U.S. Securities Regulations: Mifid Versus Corresponding U.S. Regulations

Comparing European and U.S. Securities Regulations:...

Author: Tanja Boskovic ,  Caroline Cerruti
ISBN: 9781282461321
Format: Electronic book text
$105.55

The paper compares the EU and US securities regulations, and specifically the Market in Financial instruments Directive...  Read More >>

Police Administration

Police Administration

Author: Gary W. Cordner (Professor Emeritus, Kutztown) ,  Kathryn E. Scarborough
ISBN: 9781422463246
Format: Paperback
$195.23

Examines police administration from multiple perspectives: a systems perspective; a traditional, structural perspective;...  Read More >>

Practicing Under the U.S. Anti-Corruption Laws

Practicing Under the U.S. Anti-Corruption Laws

Author: Joseph P Covington ,  Iris E Bennett
ISBN: 9780735594135
Format: Loose-leaf
$722.95

The all-new Practicing Under the U.S. Anti-Corruption Laws provides the practical guidance you need to advise your...  Read More >>

SEC Compliance Best Practices: Leading Lawyers on Working with the SEC, Structuring Effective Compliance Programs, and Evaluating Securities Developments

SEC Compliance Best Practices: Leading Lawyers on Working...

Author: Eddie Fournier
ISBN: 9780314926722
Format: Paperback
$264.00

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Comparing European and U.S. Securities Regulations: MiFID versus Corresponding U.S. Regulations

Comparing European and U.S. Securities Regulations:...

Author: Tanja Boskovic ,  Caroline Cerruti
ISBN: 9780821382530
Format: Paperback
$79.20

Compares the EU and US securities regulations, and specifically the Market in Financial instruments Directive (MiFID)...  Read More >>

Securities Regulation: Selected Statutes, Rules and Forms

Securities Regulation: Selected Statutes, Rules and...

Author: Thomas Lee Hazen
ISBN: 9780314261656
Format: Undefined
$102.96

This abridged version of the text is ideal for instructors who do not require the comprehensive treatment in the...  Read More >>

International Guide to Hedge Fund Regulation

International Guide to Hedge Fund Regulation

Author: Ian Mason ,  Martin Cornish
ISBN: 9781847663603
Format: Hardback
$1029.60

A guide to the regulation of hedge funds in key jurisdictions. It covers the legal and regulatory matters in relation...  Read More >>

Casenote Legal Briefs: Securities Regulation, Keyed to Coffee and Sale's Securities Regulation, 11th Ed.

Casenote Legal Briefs: Securities Regulation, Keyed...

Author: Casenotes ,  Casenote Legal Briefs
ISBN: 9780735589766
Format: Paperback
$102.83

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Guidelines to the Auditor in Prospectus and Other Related Engagements

Guidelines to the Auditor in Prospectus and Other Related...

Author: Information Center of Register Brussels
ISBN: 9789046602768
Format: Hardback
$171.60

A new regime for prospectuses has recently become effective in Belgium, following the European Directive 2003/71/EC...  Read More >>

Die Haftung von Emissionskonsortien

Die Haftung von Emissionskonsortien

Author: Carsten Gerner-Beuerle
ISBN: 9783899496000
Format: Hardback
$369.60

Seit Beginn des neuen Jahrtausends befindet sich die Regulierung des Kapitalmarktes in einer Krise. Eine Reihe von...  Read More >>

Gedeckte Schuldverschreibungen in Deutschland und Gro�britannien

Gedeckte Schuldverschreibungen in Deutschland und Gro�britannien...

Author: Tobias Koppmann
ISBN: 9783899496499
Format: Hardback
$369.60

"Die vorliegende Dissertation besch�ftigt sich rechtsvergleichend mit dem Pfandbrief und dem UK covered bond. Das...  Read More >>

Law and the Financial System - Securitization and Asset Backed Securities: Law, Process, Case Studies, and Simulations

Law and the Financial System - Securitization and Asset...

Author: Tamar T. Frankel ,  Mark Fagan
ISBN: 9781600420955
Format: Hardback
$197.87

Law and the Financial System: Securitization and Asset Backed Securities provides students and practitioners with...  Read More >>

Investment and Commercial Arbitration - Similarities and Divergences: Investment and Commercial Arbitration, Volume 3

Investment and Commercial Arbitration - Similarities...

Author: Christina Knahr ,  Christian Koller
ISBN: 9781283274838
Format: Electronic book text
$182.16

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Guide to ICSID Arbitration

Guide to ICSID Arbitration

Author: Head Lucy Reed (Freshfields Global International Arbitration Group, Singapore, Hong Kong, Tokyo) ,  Jan Paulsson (Partner, Freshfields Bruckhaus Deringer, Paris)
ISBN: 9781322105321
Format: Electronic book text
$306.24

The International Centre for Settlement of Investment Disputes (ICSID) has become the leading arbitration institution...  Read More >>

Facing New Regulatory Frameworks in Securities Trading in Europe

Facing New Regulatory Frameworks in Securities Trading...

Author: Peter-Jan Engelen ,  Karel Lannoo
ISBN: 9789050959735
Format: Paperback
$218.46

The book aims at practitioners, executive and market professionals from the banking and securities industry as well...  Read More >>

Securities Regulation: Cases and Materials, 8th, Problem and Documentary Supplement

Securities Regulation: Cases and Materials, 8th, Problem...

Author: Thomas Hazen
ISBN: 9780314209726
Format: Paperback
$81.84

Annual cases and problems supplement for use with Hazen's Securities Regulation, Cases and Materials, 8th Edition....  Read More >>

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