Comparing European and U.S. Securities Regulations: MiFID versus Corresponding U.S. Regulations
Author:   Tanja Boskovic ,  Caroline Cerruti ,  Michel Noel
Publisher:   World Bank Publications
Volume:   184
ISBN:  

9780821382530


Pages:   240
Publication Date:   30 January 2010
Format:   Paperback
Availability:   In Print   Availability explained
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Comparing European and U.S. Securities Regulations: MiFID versus Corresponding U.S. Regulations


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Overview

The paper compares the EU and US securities regulations, and specifically MiFID with the corresponding US regulations. It primarily focuses on the regulatory and supervisory framework, trading venues, and the provision of investment services. The paper argues that the architecture and some of the rules regarding securities markets are different in the two regions, but the objectives and some of the outcomes are similar. It looks at the regulatory frameworks, the scope and objectives of securities regulations, the rules implementing the different objectives, and draws some crisis-related lessons. The primary audience of this study is professionals, government officials and scholars working in the field of securities regulations.

Full Product Details

Author:   Tanja Boskovic ,  Caroline Cerruti ,  Michel Noel
Publisher:   World Bank Publications
Imprint:   World Bank Publications
Volume:   184
Dimensions:   Width: 17.80cm , Height: 1.00cm , Length: 25.40cm
Weight:   0.334kg
ISBN:  

9780821382530


ISBN 10:   0821382535
Pages:   240
Publication Date:   30 January 2010
Audience:   Professional and scholarly ,  Professional & Vocational
Format:   Paperback
Publisher's Status:   Active
Availability:   In Print   Availability explained
This item will be ordered in for you from one of our suppliers. Upon receipt, we will promptly dispatch it out to you. For in store availability, please contact us.

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