Capital markets & securities law & regulation books

936 books were found.

Roth IRA Answer Book

Roth IRA Answer Book

Author: Gary S Lesser, J.D. ,  Michelle L Ward
ISBN: 9780735584556
Format: Hardback
$815.76

In its coverage of all aspects of administration and operation of Roth IRAs, this valuable reference covers establishment,...  Read More >>

Securities Regulation: Cases and Materials

Securities Regulation: Cases and Materials

Author: Thomas Hazen
ISBN: 9780314189608
Format: Hardback
$501.60

This edition covers recent developments in the courts and SEC rulemaking, including 1933 Act registration and broker-dealer...  Read More >>

SEC Compliance and Disclosure Interpretations

SEC Compliance and Disclosure Interpretations

Author: CCH Incorporated
ISBN: 9780808022633
Format: Paperback
$205.92

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Shares and Share Capital under the Companies Act 2006

Shares and Share Capital under the Companies Act 2006...

Author: Andrew McGee
ISBN: 9781846611575
Format: Hardback
$554.40

The 2006 Act makes a number of significant changes to the law on shares and share capital, though many provisions...  Read More >>

Securities Regulation in a Nutshell

Securities Regulation in a Nutshell

Author: Thomas Hazen
ISBN: 9780314187987
Format: Paperback
$100.32

This title will help you acquire an understanding of the basic content and organization of federal and state securities...  Read More >>

Capital Markets, Derivatives and the Law

Capital Markets, Derivatives and the Law

Author: Alan Rechtschaffen ,  Foreword by Susan M. Phillips (Former Federal Reserve Governor)
ISBN: 9780195339086
Format: Hardback
$653.40

Capital Markets, Derivatives and the Law is a useful guide for attorneys to the significant legal and business considerations...  Read More >>

Casenote Legal Briefs for Securities Regulation, Keyed to Cox, Hillman, and Langevoort's Securities Regulation

Casenote Legal Briefs for Securities Regulation, Keyed...

Author: Casenote Legal Briefs
ISBN: 9780735578807
Format: Paperback
$100.19

After your casebook, Casenotes will be your most important reference source for the entire semester. It is the most...  Read More >>

Hazen's Securities Regulation, Selected Statutes, Rules and Forms, 2010

Hazen's Securities Regulation, Selected Statutes, Rules...

Author: Thomas Lee Hazen
ISBN: 9780314200228
Format: Undefined
$129.36

This book contains the full text of basic federal securities laws, related Securities and Exchange Commission (SEC)...  Read More >>

Principles of Securities Regulation

Principles of Securities Regulation

Author: Thomas Hazen
ISBN: 9780314187994
Format: Paperback
$146.52

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Initial Public Offerings: A Practical Guide to Going Public

Initial Public Offerings: A Practical Guide to Going...

Author: David A Westenberg
ISBN: 9781402412585
Format: Hardback
$778.80

PLI's new Initial Public Offerings, the first comprehensive and practical guide to going public, provides you with...  Read More >>

Business Judgment Rule: Fiduciary Duties of Corporate Directors

Business Judgment Rule: Fiduciary Duties of Corporate...

Author: Stephen A Radin
ISBN: 9780735560895
Format: Hardback
$1689.60

The new recently updated Sixth Edition of The Business Judgment Rule: Fiduciary Duties of Corporate Directors explores...  Read More >>

Investigation of Failure of the Securities and Exchange Commission to Uncover Bernard Madoff's Ponzi Scheme

Investigation of Failure of the Securities and Exchange...

Author: Securities and Exchange Commission (U S )
ISBN: 9780160839672
Format: Paperback
$73.92

<b>NOTE: NO FURTHER DISCOUNT FORTHIS PRINT PRODUCT--OVERSTOCK SALE--Significantly reduced list price while suplies...  Read More >>

Hedge Fund Agreements Line by Line: A User's Guide to LLC Operating Contracts

Hedge Fund Agreements Line by Line: A User's Guide to...

Author: Gregory Nowak
ISBN: 9780314909534
Format: Paperback
$396.00

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Securities Regulation: Selected Statutes, Rules, and Forms, 2009 Edition

Securities Regulation: Selected Statutes, Rules, and...

Author: Cox ,  James D Cox (Professor and Head, Division of Radiation Oncology, Texas Medical Center, Houston, TX)
ISBN: 9780735579330
Format: Paperback
$118.80

Designed specifically for the Securities Regulation course, this statutory supplement contains all of the relevant...  Read More >>

The Free Movement of Capital and Foreign Direct Investment: The Scope of Protection in EU Law

The Free Movement of Capital and Foreign Direct Investment:...

Author: Steffen Hindelang (Senior Research Associate and Lecturer, Humboldt University Berlin, School of Law, Walter Hallstein-Institute of European Constitutional Law)
ISBN: 9780199572656
Format: Hardback
$284.95

This book offers a timely restatement of the EU law on free movement of capital, focusing on the effect of EU law...  Read More >>

Code of Federal Regulations, Title 17, Commodity and Securities Exchanges, PT. 1-199, Revised as of April 1, 2009

Code of Federal Regulations, Title 17, Commodity and...

Author: Office of the Federal Register (U S )
ISBN: 9780160828690
Format: Paperback
$147.84

The Code of Federal Regulations is a codification of the general and permanent rules published in the Federal Register...  Read More >>

Verbraucherschutz im Kreditgesch�ft - Compliance in der Kreditwirtschaft

Verbraucherschutz im Kreditgesch�ft - Compliance in...

Author: Barbara Mayen ,  Curt Wolfgang Hergenr�der
ISBN: 9783899495287
Format: Paperback
$277.20

Der Bankrechtstag 2008 in Mainz widmete sich den Themen Verbraucherschutz im Kreditgesch�ft und Compliance in der...  Read More >>

Securities Regulation: Cases and Materials, Sixth Edition

Securities Regulation: Cases and Materials, Sixth Edition...

Author: Cox ,  James D Cox
ISBN: 9780735578050
Format: Hardback
$454.08

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Securities Litigation and the Economic Crisis: Leading Lawyers on Understanding the Current Legal Environment

Securities Litigation and the Economic Crisis: Leading...

Author: Michaela Falls
ISBN: 9780314207388
Format: Paperback
$264.00

Securities Litigation and the Economic Crisis is an authoritative, insiders perspective on key strategies for securities...  Read More >>

U.S. International Investment Agreements

U.S. International Investment Agreements

Author: Kenneth J Vandevelde
ISBN: 9780195371376
Format: Hardback
$983.00

U.S. International Investment Agreements is the definitive interpretative guide to the United States' bilateral...  Read More >>

Informal Corporate Disclosure Under Federal Securities Law: Press Releases, Analyst Calls and Other Communications

Informal Corporate Disclosure Under Federal Securities...

Author: Ted Trautmann ,  James Hamilton
ISBN: 9780808021582
Format: Paperback
$274.56

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Commodity Exchange Act: Regulations & Forms

Commodity Exchange Act: Regulations & Forms

Author: CCH Incorporated
ISBN: 9780808021575
Format: Paperback
$203.28

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Ged�chtnisschrift F�r Michael Gruson

Ged�chtnisschrift F�r Michael Gruson

Author: Theodor Baums ,  Stephan Hutter
ISBN: 9783899495003
Format: Hardback
$665.28

The publication is dedicated to the late Michael Gruson, who passed away in December 2005. He was one of the worldwide...  Read More >>

International Investment Rulemaking: Stocktaking Challenges and the Way Forward

International Investment Rulemaking: Stocktaking Challenges...

Author:
ISBN: 9789211610222
Format: Paperback
$23.95

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