Introduction to U.S. Federal Securities Laws: Guide to the Legislative Process, Regulatory Process, and Judicial Review
Author:   Stuart J. Kaswell
Publisher:   American Bar Association
ISBN:  

9781639056040


Pages:   754
Publication Date:   12 May 2026
Format:   Paperback
Availability:   Not yet available   Availability explained
This item is yet to be released. You can pre-order this item and we will dispatch it to you upon its release.

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Introduction to U.S. Federal Securities Laws: Guide to the Legislative Process, Regulatory Process, and Judicial Review


Overview

This unique and comprehensive book guides youthrough the complexities of the U.S. federal securities laws. The guideexplains not only the ""what"" but also the ""why."" Whatproblems were Congress and the SEC trying to solve when implementing newrequirements? What are some key differences within and among these laws and whydo they matter? For example, what distinguishes illegal insider trading fromlegitimate investment research? Does the ""Hope Diamond"" count as goodcapital for a broker-dealer? How do hedge funds, mutual funds, and money marketfunds differ?Introduction to U.S. Federal Securities Lawsanswersthese questions and much more. Author Stuart Kaswell shares insights and knowledgefrom his 40+ years of experience as a financial services attorney to help younavigate this complex area of the law. This detailed and easy-to-read guideincludes: A thorough discussion on the background andpurpose of the U.S. federal securities laws An interpretation of the Glass-Steagall Act An overview of the Consumer Financial ProtectionBureau A discussion on Salomon Brothers and working forWarren Buffet on the U.S. Treasury Scandal An examination of the Securities Act of 1933 An introduction to the Securities Act of 1934 Background and overview of the Investment CompanyAct of 1940 and the Advisers Act of 1940 The legal battle over whether cryptocurrencies aresecurities And much more!

Full Product Details

Author:   Stuart J. Kaswell
Publisher:   American Bar Association
Imprint:   American Bar Association
ISBN:  

9781639056040


ISBN 10:   1639056041
Pages:   754
Publication Date:   12 May 2026
Audience:   Professional and scholarly ,  Professional & Vocational
Format:   Paperback
Publisher's Status:   Active
Availability:   Not yet available   Availability explained
This item is yet to be released. You can pre-order this item and we will dispatch it to you upon its release.

Table of Contents

Chapter 1: The Framework and Purposes of the U.S. Federal Securities Laws Chapter 2: Securities Act of 1933 Chapter 3: Securities Exchange Act of 1934 Chapter 4: Investment Company Act of 1940 and Investment Advisers Act of 1940 Chapter 5: National Securities Markets Improvements Act of 1996 Chapter 6: A Word about Cryptocurrency and the Federal Securities Laws

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