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Overview"This Hornbook is a comprehensive secondary source for the study of Securities Regulation. It also can serve as a lawyer's desk book. Coverage includes definition of ""security,"" registration and disclosure obligations under the Securities Act of 1933, exemptions from registration, reporting obligations under the Securities Exchange Act of 1934, the proxy rules, tender offer regulation, and civil liabilities. The book treats broker-dealer regulation, market regulation, and the administrative role of the SEC, as well as proxy rules, insider trading, the Investment Company Act and the Investment Advisers Act. This new edition reflects recent SEC rulemaking, including important amendments to exemptions from registration, new broker-dealer obligations, as well as recent Supreme Court and many other case law developments." Full Product DetailsAuthor: Thomas Lee HazenPublisher: West Academic Publishing Imprint: West Academic Press Edition: 8th Revised edition Weight: 1.656kg ISBN: 9781642424096ISBN 10: 1642424099 Pages: 892 Publication Date: 30 April 2021 Audience: Professional and scholarly , Professional & Vocational Format: Hardback Publisher's Status: Active Availability: In Print  This item will be ordered in for you from one of our suppliers. Upon receipt, we will promptly dispatch it out to you. For in store availability, please contact us. Table of ContentsReviewsAuthor InformationTab Content 6Author Website:Countries AvailableAll regions |
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