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OverviewSecurities Regulations condenses securities regulations into one lecture, including law, hypotheticals, and exam tips. This audio lecture covers such topics as: modern financial markets, securities markets, federal securities law, the role of the SEC, forces of change at work in today's securities markets, the definition of security, public offerings and the registration process under Section 5 of the 1933 Act, preparing the registration statement, shelf registration procedures, the SEC's new public offering reform rules, resales of securities by non-issuers, and express civil liability provisions of the 1933 Act. Full Product DetailsAuthor: Therese H. MaynardPublisher: West Academic Publishing Imprint: West Academic Press Dimensions: Width: 15.20cm , Height: 3.80cm , Length: 22.90cm Weight: 0.367kg ISBN: 9780314161147ISBN 10: 0314161147 Pages: 277 Publication Date: 31 December 2006 Audience: Professional and scholarly , Professional & Vocational Format: Audio Publisher's Status: Active Availability: Out of stock ![]() The supplier is temporarily out of stock of this item. It will be ordered for you on backorder and shipped when it becomes available. Table of ContentsReviewsAuthor InformationTab Content 6Author Website:Countries AvailableAll regions |