Overview

The final volume in The Law and Practice of International Finance Series, Regulation of International Finance: Provides in depth analysis of the substantive areas affecting the regulation of international finance, from authorisation of banks and investment firms to capital adequacy Sets the scene with a clear examination of the history, principles and policies of financial regulation giving you all the information you need on the underlying principles and policies Contains a large number of snapshot surveys of individual countries' regulatory regimes, arranged by country, giving you an overview of the relevant legislation Reviews the regulation of banks, investment firms, broker-dealers, investment managers and advisers, helping you to advise clients for every part of the finance industry Covers the regulation of exchanges Deals with the conduct of business by financial firms, including conflicts of interest and client assets, giving you insight into the law and how it is applied Covers the regulation of prospectuses Surveys collective investment schemes and hedge funds Deals with market manipulation, insider dealing and other market abuse so you can help clients avoid, detect and resolve issues in these areas Surveys financial supervision and capital adequacy Provides commentaries on relevant documentation for easy drafting. Contents Principles and policies of financial regulation. History of financial regulation. Country and EU Summaries. Authorisation of banks and investment firms. Exchanges and settlement systems. Conduct of business by financial firms. Trusts, custodianship and client assets. Regulation of prospectuses. Prospectus liability. Prospectus due diligence. Prospectus contents. Collective investment schemes and hedge funds. Investment frauds: market manipulation and insider dealing. Money - laundering. Financial supervision and capital adequacy. Sanctions and enforcement. Jurisdiction and territorial scope of regulation; governing law. Learn More The Law and Practice of International Finance Series Comparative Law of Security Interests and Title Finance, 2nd Edition Conflict of Laws and International Finance, 2nd Edition International Term Loans, Bonds, Guarantees and Legal Opinions, 2nd Edition Principles of International Insolvency, 2nd Edition Project Finance, Securitisations and Subordinated Debt, 2nd Edition Regulation of International Finance, 2nd Edition Set-Off and Netting, Derivatives and Clearing Systems, 2nd EditionBuy the Series, Save 15% The Law and Practice of International Finance Series (all 7 volumes)

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9781847032126

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