Regulating (From) the Inside: The Legal Framework for Internal Control in Banks and Financial Institutions
Author:   Iris H-Y Chiu (University College London, UK)
Publisher:   Bloomsbury Publishing PLC
ISBN:  

9781509920099


Pages:   360
Publication Date:   25 January 2018
Format:   Paperback
Availability:   Manufactured on demand   Availability explained
We will order this item for you from a manufactured on demand supplier.

Our Price $79.99 Quantity:  
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Regulating (From) the Inside: The Legal Framework for Internal Control in Banks and Financial Institutions


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Author:   Iris H-Y Chiu (University College London, UK)
Publisher:   Bloomsbury Publishing PLC
Imprint:   Hart Publishing
Weight:   0.499kg
ISBN:  

9781509920099


ISBN 10:   1509920099
Pages:   360
Publication Date:   25 January 2018
Audience:   Professional and scholarly ,  College/higher education ,  Professional & Vocational ,  Tertiary & Higher Education
Format:   Paperback
Publisher's Status:   Active
Availability:   Manufactured on demand   Availability explained
We will order this item for you from a manufactured on demand supplier.

Table of Contents

Part I: The Elements of Internal Control in Banks and Financial Institutions 1. The Role of Internal Control in the Meta-Regulation of Financial Institutions 2. The Role of Compliance 3. The Role of Risk Management 4. The Role of Internal Audit 5. The Contextual Frameworks of Corporate Governance Part II: Making Internal Control Effective in Banks and Financial Institutions 6. Regulating Aspects of Corporate Governance and Organisational Culture as a Broader Framework for Internal Control 7. Incentive-Based Approaches to Improve Internal Control Efficacy: Enforcement and Whistle-Blowing 8. The Need for Enhanced Professionalism for Internal Control Functions 9. Concluding Remarks

Reviews

Regulating (From) the Inside is an excellent handbook for internal control professionals seeking better understanding of their roles and responsibilities, and also for regulators and financial firm managers trying to improve relations with firms' internal control professionals. -- Thomas H Stanton * Banking and Finance Law Review *


Author Information

Iris H-Y Chiu is a Reader in Law at University College London.

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