Mastering Series 9/10: General Securities Sales Supervisor Exam Prep
Author:   Innoware Pjp
Publisher:   Independently Published
ISBN:  

9798854876919


Pages:   72
Publication Date:   03 August 2023
Format:   Paperback
Availability:   In Print   Availability explained
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Mastering Series 9/10: General Securities Sales Supervisor Exam Prep


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Overview

Mastering Series 9/10: General Securities Sales Supervisor Exam Prep Table of Contents Chapter 1: Introduction to Series 9/10 Exam Chapter 2: Regulatory Environment and Industry Standards Chapter 3: Supervision of Registered Representatives Chapter 4: Compliance and Business Conduct Chapter 5: Investment Products and Associated Risks Chapter 6: Trading and Market Operations Chapter 7: Investment Analysis and Valuation Chapter 8: Economic Factors and Industry Analysis Chapter 9: Customer Account Supervision Chapter 10: Practice Exams and Sample Questions Chapter 11: Conclusion and Final Thoughts Chapter 12: Series 9/10 Exam-Day Tips and Strategies Chapter 13: After the Exam - Results and Next Steps Chapter 14: Compliance and Professional Ethics for General Securities Sales Supervisors Chapter 15: Building Strong Client Relationships and Providing Excellent Service

Full Product Details

Author:   Innoware Pjp
Publisher:   Independently Published
Imprint:   Independently Published
Dimensions:   Width: 15.20cm , Height: 0.40cm , Length: 22.90cm
Weight:   0.109kg
ISBN:  

9798854876919


Pages:   72
Publication Date:   03 August 2023
Audience:   General/trade ,  General
Format:   Paperback
Publisher's Status:   Active
Availability:   In Print   Availability explained
This item will be ordered in for you from one of our suppliers. Upon receipt, we will promptly dispatch it out to you. For in store availability, please contact us.

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