Mastering Series 27: Financial and Operations Principal Exam Prep
Author:   Innoware Pjp
Publisher:   Independently Published
ISBN:  

9798857458235


Pages:   80
Publication Date:   14 August 2023
Format:   Paperback
Availability:   In Print   Availability explained
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Mastering Series 27: Financial and Operations Principal Exam Prep


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Overview

Mastering Series 27: Financial and Operations Principal Exam Prep Table of Contents Chapter 1: Introduction to Series 27 Exam.. 1 Chapter 2: Regulatory Framework and Industry Standards. 5 Chapter 3: Firm Operations and Recordkeeping. 10 Chapter 4: Capital and Margin Requirements. 15 Chapter 5: Customer Protection and Investor Education. 20 Chapter 6: Trading and Market Regulation. 25 Chapter 7: Financial Responsibility Rules. 29 Chapter 8: Supervision and Compliance. 34 Chapter 9: Business Expansion and Acquisitions. 39 Chapter 10: Ethics and Professional Conduct 43 Chapter 11: Series 27 Practice Exams. 47 Chapter 12: Series 27 Exam Tips and Test-Taking Strategies. 54 Chapter 13: Final Exam Preparation and Test Day Tips. 61 Chapter 14: Series 27 - FAQ and Additional Resources. 65 Chapter 15: Series 27 - Mock Exam and Review.. 69

Full Product Details

Author:   Innoware Pjp
Publisher:   Independently Published
Imprint:   Independently Published
Dimensions:   Width: 15.20cm , Height: 0.40cm , Length: 22.90cm
Weight:   0.118kg
ISBN:  

9798857458235


Pages:   80
Publication Date:   14 August 2023
Audience:   General/trade ,  General
Format:   Paperback
Publisher's Status:   Active
Availability:   In Print   Availability explained
This item will be ordered in for you from one of our suppliers. Upon receipt, we will promptly dispatch it out to you. For in store availability, please contact us.

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