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OverviewInvestment Adviser Regulation in a Nutshell is designed for persons interested in learning the fundamentals of regulation set forth primarily in the Investment Advisers Act of 1940 and the Securities and Exchange Commission rules and regulations. In particular, this book is targeted toward investment advisers and their chief compliance officers. However, those associated with mutual funds, hedge funds, private equity funds, and collateralized debt obligation funds will find it useful as well. Full Product DetailsAuthor: Jeffrey J. Haas , Steven R. HowardPublisher: West Academic Publishing Imprint: West Academic Press Dimensions: Width: 12.60cm , Height: 2.00cm , Length: 18.70cm Weight: 0.455kg ISBN: 9780314172655ISBN 10: 0314172653 Pages: 618 Publication Date: 31 January 2008 Audience: Professional and scholarly , Professional & Vocational Format: Paperback Publisher's Status: Active Availability: Awaiting stock ![]() The supplier is currently out of stock of this item. It will be ordered for you and placed on backorder. Once it does come back in stock, we will ship it out for you. Table of ContentsReviewsAuthor InformationTab Content 6Author Website:Countries AvailableAll regions |