Overview

Now in its second edition, this text provides a complete, late-1990s international guide to these regulatory systems. It covers 29 jurisdictions. A clear, uniform presentation permits easy comparison of the regulatory systems of different countries. The book allows investment advisors, regulators, lawyers and others in the investment management industry, to evaluate the time, costs, and legal barriers to entry that will bear on their strategic decisions to provide investment advisory services in a specific country. It should also be of interest and inform those engaged in the study of comparative regulatory systems as well as policymakers and others who seek to develop, refine, and rationalize the regulation of investment advisers worldwide.

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