Overview

Full Product Details

Author:   George Walker ,  Michael Blair
Publisher:   Oxford University Press
Imprint:   Oxford University Press
Dimensions:   Width: 17.10cm , Height: 5.90cm , Length: 24.60cm
Weight:   1.887kg
ISBN:  

9780199285792

ISBN 10:   0199285799
Pages:   1040
Publication Date:   01 April 2006
Audience:   Professional and scholarly ,  Professional & Vocational
Replaced By:   9780199564187
Format:   Hardback
Publisher's Status:   Active
Availability:   To order  
Stock availability from the supplier is unknown. We will order it for you and ship this item to you once it is received by us.

Table of Contents

Preface; Introduction; PART I: FINANCIAL SERVICES AND MARKETS; 1. Financial Services Authority; 2. Financial Services and Markets Act; PART II: FSA HANDBOOK; 3. FSA Handbook and High Level Standards; 4. Regulatory Processes - Authorisation, Supervision, Enforcement; 5. Financial Redress - Disputes, Compensation and Complaints; 6. Market Abuse; 7. Insider Dealing, Misleading Statements and Practices and Other Offences; 8. Money Laundering and Financial Crime; PART III: FINANCIAL SECTORS; 9. Financial Regulation - The Integrated Prudential Sourcebook (PRU); 10. Securities Firms - Wholesale Sector; 11. Investment Firms - Retail Sector; 12. Banks & Banking; 13. Mortgage Regulation; 14. Insurance Companies and Insurance Sales; 15. Collective Investment Schemes; PART IV: PUBLIC OFFERS; 16. Listing and Public Offers; PART V: EUROPEAN AND CROSS-BORDER ISSUES; 17. European Financial Services; 18. International Agreements and Supranational Bodies in Banking and Financial Services

Reviews

.,. Financial Services Law is the most comprehensive single text on its subject matter currently available...the book ought to serve as a model for editors and publishers in the future. <br>

Author Information

Dr. George Walker is a Reader in International Financial Law at the Centre for Commercial Law Studies at Queen Mary University of London and Acting Head of the Banking and Finance Division of CCLS. He is also a solicitor and consultant to Farrer & Co. Michael Blair QC has been in self employed practice at the Bar since 2000 and was previously General Counsel to the Board of the Financial Services Authority 1997-2000. He has been a leader among the specialists in the field of financial services since he first joined the Securities and Investments Board as its legal Director in 1987.

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