Exit Strategies Toolkit: Law Society's Risk and Compliance Service
Author:   Tracey Calvert ,  Helen Carr
Publisher:   The Law Society
ISBN:  

9781784460730


Pages:   80
Publication Date:   28 April 2018
Format:   Mixed media product
Availability:   In Print   Availability explained
This item will be ordered in for you from one of our suppliers. Upon receipt, we will promptly dispatch it out to you. For in store availability, please contact us.

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Exit Strategies Toolkit: Law Society's Risk and Compliance Service


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Overview

Every year firms close for a variety of reasons, including sale or merger, but what happens if you haven't prepared to exit the market? The Solicitors Regulation Authority (SRA) has stressed the need for firms to have an exit strategy in place to prepare for this eventuality, meet regulatory requirements and good practice standards, and avoid potential fines. The Exit Strategies Toolkit contains a mixture of commentary, procedural checklists, such as a notification checklist, draft policies and precedents, including sample letters to PI insurers and the SRA, to help you to prepare for this eventuality.

Full Product Details

Author:   Tracey Calvert ,  Helen Carr
Publisher:   The Law Society
Imprint:   The Law Society
ISBN:  

9781784460730


ISBN 10:   1784460737
Pages:   80
Publication Date:   28 April 2018
Audience:   Professional and scholarly ,  Professional & Vocational
Format:   Mixed media product
Publisher's Status:   Active
Availability:   In Print   Availability explained
This item will be ordered in for you from one of our suppliers. Upon receipt, we will promptly dispatch it out to you. For in store availability, please contact us.

Table of Contents

1. Types of exit; 2. SRA regulatory issues if you are closing your firm; 3. SRA Accounts Rules; 4. Documents and records; 5. Specific considerations for different types of practices; 6. Insolvency; 7. Notifying relevant parties; 8. Moving to another regulator or ceasing to be a regulated practice; 9. Professional indemnity insurance: regulatory requirements; 10. Life after an exit event: options and regulatory considerations; Appendices.

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