Overview

The use of exempt and hybrid securities offerings has become increasingly popular in the past decade. This title provides you with comprehensive guidance on how to structure them. Packed with checklists, transactional timelines, SEC guidance, and a wealth of labor-saving sample documents, the second edition of Exempt and Hybrid Securities Offerings shows you the relative advantages and drawbacks of the most commonly used forms of exempt and hybrid offerings, while clearly explaining the mechanics of conducting venture private placements traditional PIPE transactions structured PIPE transactions institutional (debt) private placements Rule 144A offerings Regulation S offerings expedited shelf takedowns registered directs at-the-market offerings confidentially marketed public offerings and continuous issuance programs, including MTN and CP programs. This comprehensive three-volume treatise is completely updated to integrate the impact of the Dodd-Frank Act and other regulatory changes resulting from the recent financial downturn.

Full Product Details

Author:   Anna T. Pinedo ,  James R. Tanenbaum
Publisher:   Practising Law Institute
Imprint:   Practising Law Institute
Edition:   2nd Edition
ISBN:  

9781402416941

ISBN 10:   1402416946
Pages:   2816
Publication Date:   16 November 2011
Audience:   General/trade ,  General
Format:   Hardback
Publisher's Status:   Active
Availability:   Available To Order  
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Table of Contents

Chapter 1:Why an Exempt Offering or a Hybrid Offering? Chapter 2:Private PlacementsAn Overview Chapter 3:Section 4(a)(1) and Concept of 4(a)(11/2) Chapter 4:Section 4(a)(3) and Section 4(a)(4) Chapter 5:Rule 144 Chapter 6:Rule 144A Chapter 7:Regulation S Chapter 8:Rule 701 Chapter 9:Conditional Small Issues Exemption: Regulation A Chapter 10:Shelf Registration Statements Chapter 11:Securities Offering Reform Chapter 12:Private Placement Reform Chapter 13:Staying Private Chapter 14:Venture Private Placements Chapter 15:Traditional PIPE Transactions Chapter 16:Structured PIPE Transactions Chapter 17:Questions Arising in Connection with PIPE Transactions Chapter 18:Conducting Institutional 4(a)(2) Private Debt Placements Chapter 19:Conducting Rule 144A and Regulation S Offerings Chapter 20:Conducting Shelf Takedowns Chapter 21:Public Hybrid Transactions Chapter 22:Continuous Private Placements and Other Unregistered Programs Chapter 23:Communications in Connection with Exempt and Hybrid Securities Offerings Chapter 24:Conducting Exempt Offerings Using the Internet Chapter 25:Crowdfunding Chapter 26:Issues Arising in Connection with Private Placements and Public Offerings Conducted in Close Proximity Chapter 27:Liability Considerations Chapter 28:Big Boy Letters Chapter 29:FINRA and the Exchanges Chapter 30:Application of Regulation M to Exempt and Hybrid Offerings Chapter 31:Investment Representations/Hedging Chapter 32:Change of Control Transactions Chapter 33:Private Placements and Acquisitions

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