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Overview"This volume is the Official Government Edition that can be used in the U.S. Courts system. 17 CFR 200 to 239 primarily features the US Securities and Exchange Commission. In this volume, you will find rules, procedures, standards and regulations pertaining to conduct and etthics, rules of practice, informal and other procedures, rules relating to investigations, debt collection, electronic filings, and more. Keywords: investigations; ethics and conduct; securities act of 1933; Securities Act of 1933; interpretations relating to financial reporting matters; energy policy and conservation; debt collection rules; SEC; Securities and Exchange Commission; US Securities and Exchange Commission; securities and exchange commission; sec; electronic filings; investment brokers; investment traders; securities bankers; financial advisors; financial planning; personal finance; securities exchange act of 1934""" Full Product DetailsAuthor: U S Office of the Federal RegisterPublisher: Government Printing Office Imprint: Government Printing Office Edition: Revised ed. Dimensions: Width: 15.00cm , Height: 3.30cm , Length: 23.10cm Weight: 0.885kg ISBN: 9780160927867ISBN 10: 0160927862 Pages: 864 Publication Date: 03 September 2015 Audience: General/trade , General Format: Paperback Publisher's Status: Active Availability: Available To Order ![]() We have confirmation that this item is in stock with the supplier. It will be ordered in for you and dispatched immediately. Table of ContentsReviewsAuthor InformationTab Content 6Author Website:Countries AvailableAll regions |