Overview

This book serves as a practical guide on the operation of capital markets ... and the ever present danger of money laundering. Topics include global banking, securities processing, audit, global custody, regulations, systems, accounting, and related issues. Also, major components of AML compliance are reviewed along with case studies. The information by Bob Walsh was compiled from several decades of in-depth, hands-on experience in the field of Anti-money Laundering working with major U.S., global banks, AML and KYC consulting agencies, Federal Bureau of Investigation, and the Federal Reserve Bank of New York in addressing some of the largest AML/KYC cases in history.

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9781543095630

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Mr. Walsh is a subject-matter-expert in regulatory compliance for the international banking and financial services industry. He is a fully certified Anti-money Laundering/Know Your Customer (AML/KYC) specialist with over 30 years of hands-on experience spanning U.S. and global banking and financial services. After serving as a Vice President at leading money-center banks, Mr. Walsh worked on major consulting projects involving AML transaction monitoring, AML/KYC Lookbacks, SARs writing, assessment of AML/KYC best practices and systems, KYC retail and institutional remediations, and related technical training. He has authored a wide array of AML/KYC compliance and financial services texts published worldwide covering the following: AML, KYC, OFAC, ERISA and SEC compliance; Global Securities Industry; Global Custody; Foreign Exchange; Securities Lending; operation of international banking and financial services; Investment Banking, types of Securities and other industry related topics. Mr. Walsh established a MBA accredited program at New York University and Wayne State University on International Capital Markets, conducted AML/KYC technical training for FBI Special Agents and Federal Reserve Bank of New York Examiners. He continues to assist banks with AML/KYC compliance issues and related technical training. Mr. Walsh lives in New York and may be contacted at walsh516@aol.com.

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