Overview

This treatise provides detailed coverage of a fund board's legal duties under the federal securities laws and state corporate and trust law. The book examines relevant statutes and regulations, SEC guidance, court cases and best practices in the context of fiduciary duty requirements, board structure and operations, audit committees, advisory and distribution arrangements, affiliated transactions, and other important areas. It also addresses the special requirements for closed-end fund and money market fund directors, as well as director indemnification and insurance issues. More than just an overview, Fund Governance: Legal Duties of Investment Company Directors looks closely at thorny practical questions that often arise. With so much at stake, don't miss this comprehensive treatise! This book is updated as needed, generally two times each year.

Full Product Details

9781588521026

Table of Contents

Reviews

Author Information

Tab Content 6

Customer Reviews

Recent Reviews

Countries Available