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Full Product Details

Author:   Brian P. Loughman ,  Richard A. Sibery ,  Brian P. Loughman
Publisher:   John Wiley & Sons Inc
Imprint:   John Wiley & Sons Inc
Dimensions:   Width: 16.10cm , Height: 3.50cm , Length: 23.60cm
Weight:   0.646kg
ISBN:  

9781118011362

ISBN 10:   1118011368
Pages:   432
Publication Date:   06 December 2011
Audience:   Professional and scholarly ,  Professional & Vocational
Format:   Hardback
Publisher's Status:   Unknown
Availability:   Awaiting stock  

Table of Contents

Foreword xi Preface xiii Chapter 1: Introduction 1 Enforcement Trends 4 Anti-Corruption Compliance Programs 6 Remember the Purpose 6 Notes 7 Chapter 2: Overview of FCPA 9 Legislative History 11 Overview and Key FCPA Statutory Elements 12 Ancillary Statutes 22 Summary 25 Notes 25 Chapter 3: The U.K. Bribery Act and International Bribery and Corruption Initiatives 29 U.K. Bribery Act of 2010 30 Global Anti-Corruption Initiatives 34 Summary 42 Notes 43 Chapter 4: Compliance Programs 47 Goals of an Effective Anti-Corruption Compliance Program 48 Accepted Standards and Guidance 48 What Should an Anti-Corruption Program Include? 64 Summary 72 Notes 73 Chapter 5: Policies and Procedures 75 Bribery, Corruption, and Fraud Prevention Policies 76 Communication and Training 80 Internal Financial Controls 86 Summary 111 Notes 111 Chapter 6: Risk Assessments 113 Scoping the Risk Assessment 117 Conducting the Risk Assessment 120 Gap Analysis 125 Reporting 126 Documenting the Risk Assessment 127 Summary 127 Notes 127 Chapter 7: Monitoring 129 Building an Anti-Corruption Monitoring Program 130 Conducting the Anti-Corruption Compliance Audit 134 Reporting the Results 139 Audits of Agents/Intermediaries 141 Use of Data Analytics in Monitoring 142 Summary 151 Notes 151 Chapter 8: Anti-Corruption Due Diligence 153 Current Transaction Market Perspectives 154 The FCPA Due Diligence Regulatory Environment 157 Why is Anti-Corruption Due Diligence Significant? 159 Unique Considerations of Anti-Corruption Due Diligence 163 What to Do When Violations are Found During Anti-Corruption Due Diligence 173 Summary 174 Notes 175 Chapter 9: Investigations 177 Trigger Events 178 Triage 180 Response 186 Remediation 222 Summary 224 Notes 224 Chapter 10: Regional Considerations for Bribery and Corruption Risks 225 Asia-Pacific 225 Europe 237 India and South Asia 251 Middle East 259 Africa 267 Latin America 274 Notes 286 Contributors 292 Chapter 11: Industry Considerations for Bribery and Corruption Risks 295 Aerospace and Defense 296 Automotive 304 Construction and Real Estate 311 Consumer Products 318 Diversified Industrial 323 Energy 328 Financial Services 335 Life Sciences 341 Media and Entertainment 348 Mining and Metals 354 Retail and Wholesale 361 Technology 366 Transportation 373 Notes 381 Contributors 383 Acknowledgments 387 About the Authors 389 About the Contributors 391 Index 395

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Author Information

BRIAN P. LOUGHMAN is a Partner at Ernst & Young LLP and the Americas Leader of the Fraud Investigation & Dispute Services Practice. He has extensive experience investigating and remediating bribery and corruption issues for multi-national clients. He frequently presents his findings to the Securities and Exchange Commission and the Department of Justice. RICHARD A. SIBERY is a Partner at Ernst & Young LLP and leads the Fraud & Investigations group within its Fraud Investigation & Dispute Services Practice. He has extensive experience leading complex international investigations for large public companies. His experience in assisting clients with bribery and corruption issues spans six continents and includes a wide range of industries.

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