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Full Product Details

Author:   Alexander Dill
Publisher:   Taylor & Francis Ltd
Imprint:   CRC Press
Weight:   0.630kg
ISBN:  

9780367521370

ISBN 10:   0367521377
Pages:   340
Publication Date:   13 December 2021
Audience:   College/higher education ,  Professional and scholarly ,  Tertiary & Higher Education ,  Professional & Vocational
Format:   Paperback
Publisher's Status:   Active
Availability:   In Print  
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Table of Contents

List of figures List of tables List of abbreviations Table of legal sources Note about the author Acknowledgments Introduction Part I Foundations Chapter 1 The banking business model and rise of the financial conglomerate Chapter 2 The bank regulatory framework and formation and conveyance of regulatory expectations Chapter 3 Managing banks’ risks through a corporate governance framework Part II Primary areas of bank regulation and internal governance Chapter 4 The role of risk management and compliance in micro-prudential capital regulation Chapter 5 The role of risk management and compliance in micro-prudential oversight Chapter 6 The role of corporate governance in macro-prudential regulation of systemic risk Chapter 7 The capital solution to systemic risk: Risk management and compliance implications Chapter 8 The structural solution to systemic risk: Risk management and compliance implications Chapter 9 The role of risk management and compliance in consumer protection regulation Chapter 10 The role of risk management and compliance in the payments system: AML/CFT regulation Chapter 11 The future of bank regulation, risk management, and compliance References Index

Reviews

'This is a comprehensive guide to US banking regulations which have evolved into a more invasive supervisory approach compared to the market-based approach that existed before the Global Financial Crisis (GFC). 1 The book covers the banking business, the unique features of banks’ corporate governance and conflicts of interest (COIs), and the primary areas of banking regulations and the associated supervisory expectations for risk management and compliance (p.6).' - Dr Sau Wai Law, Assistant Professor, Hong Kong Shue Yan University

Author Information

Alexander Dill is Lecturer in the Financial Mathematics Program at the University of Chicago and Lecturer in Law at the UCLA School of Law. He is a recognized expert on the financial markets and the regulatory, risk management, and compliance frameworks that apply to them. He worked in the finance industry for nearly 30 years, first in private corporate law practice and subsequently at the US Securities and Exchange Commission and Moody’s Investors Service.

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