A Practitioner's Guide to the Regulation of Investment Banking

Author:   Simon Gleeson
Publisher:   Sweet & Maxwell Ltd
Edition:   3rd edition
ISBN:  

9780414028135


Pages:   481
Publication Date:   12 November 2013
Format:   Paperback
Availability:   In Print   Availability explained
This item will be ordered in for you from one of our suppliers. Upon receipt, we will promptly dispatch it out to you. For in store availability, please contact us.

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A Practitioner's Guide to the Regulation of Investment Banking


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Overview

A Practitioner's Guide to Investment Banking brings together all the legal and regulatory changes that will affect the investment banking industry in the post credit crisis world. The new 3rd edition: Explains the new principles, processes and regulatory structures for those working in the institutions and their legal advisors Sets out how the transition from the Financial Services Authority to the new financial services regulatory bodies will impact on investment banking Deals with all types of investment banking transactions, including equity capital markets, derivatives, loan markets and short selling Covers the practical impact of the Vickers Report and the proposed ring-fencing of retail banking operations in the UK Explains the impact of EU developments, including MiFID II and the Market Abuse Directive Review Discusses the practical implications of the Basel III capital adequacy and liquidity requirements Gives guidance on the impact of the Dodd Frank Act outside the UK Advises on key areas of compliance such as governance, client assets, market abuse and confidentiality Looks at the UK Corporate Governance Code and other governance developments

Full Product Details

Author:   Simon Gleeson
Publisher:   Sweet & Maxwell Ltd
Imprint:   Sweet & Maxwell
Edition:   3rd edition
ISBN:  

9780414028135


ISBN 10:   0414028139
Pages:   481
Publication Date:   12 November 2013
Audience:   Professional and scholarly ,  Professional & Vocational
Format:   Paperback
Publisher's Status:   Active
Availability:   In Print   Availability explained
This item will be ordered in for you from one of our suppliers. Upon receipt, we will promptly dispatch it out to you. For in store availability, please contact us.

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