A Practitioner's Guide to Financial Promotion
Author:   Tamasin Little ,  Adam Samuel
Publisher:   Sweet & Maxwell Ltd
Edition:   2nd edition
ISBN:  

9781905121229


Pages:   450
Publication Date:   31 October 2019
Format:   Paperback
Availability:   In Print   Availability explained
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A Practitioner's Guide to Financial Promotion


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Author:   Tamasin Little ,  Adam Samuel
Publisher:   Sweet & Maxwell Ltd
Imprint:   City & Financial Publishing
Edition:   2nd edition
ISBN:  

9781905121229


ISBN 10:   1905121229
Pages:   450
Publication Date:   31 October 2019
Audience:   Professional and scholarly ,  Professional & Vocational
Format:   Paperback
Publisher's Status:   Active
Availability:   In Print   Availability explained
This item will be ordered in for you from one of our suppliers. Upon receipt, we will promptly dispatch it out to you. For in store availability, please contact us.

Table of Contents

Introduction. Meaning of Financial Promotion. Other Jargon. Exemptions. Jurisdictional Reach. FSA Rules COBS scope and procedural requirements. FSA Rules COBS form and substance. Internet, E-media, E-commerce and Distance Marketing. Packaged Products and Regulated Funds. Unregulated Funds. Pensions. Insurance (ICOBS). Banking and E-money. MCOB Mortgages and Home Finance. Corporate Finance, Private Equity. Consequences of Breach. Other Laws and Requirements. Appendices.

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